Daiwa Capital Markets America Inc.

SEC CIK #0000026617

Daiwa Capital Markets America Inc. is registered with the U.S. Security and Exchange Commission. This page includes all SEC filing details as well as a list of any documents (S-1, Prospecuts, Current Reports, 8-K, 10K, Annual Reports) registered by Daiwa Capital Markets America Inc..

Company Details
IRS Number (EIN)135680329 ( EIN # 13-5680329)
Reporting File Number008-12242
BROKER-DEALER
State of IncorpporationNEW YORK
Fiscal Year End03-31
Date of Edgar Filing Update2019-07-09
Business AddressFINANCIAL SQUARE
32 OLD SLIP
NEW YORK NY 10005-3538
Business Phone212-612-6151
Mailing AddressFINANCIAL SQUARE
32 OLD SLIP
NEW YORK NY 10005-3538
Legal Entity Identifier 549300E7P81QMXGU9R92 [DAIWA CAPITAL MARKETS AMERICA HOLDINGS INC.]
Legal Entity Identifier M67H5PRC0NQKM73ZAS82 [DAIWA CAPITAL MARKETS AMERICA INC.]

Documents Filed
Daiwa Capital Markets America Inc. SEC Filings RSS Feed

Form
Title
Date
X-17A-5
2019-05-30 12:35:37
X-17A-5
2018-05-30 10:43:26
X-17A-5
2017-05-30 14:24:09
X-17A-5
2016-05-31 12:04:39
FOCUSN
2015-06-04 10:52:22
X-17A-5
2015-06-03 13:00:07
FOCUSN
2014-06-04 16:52:26
X-17A-5
2014-06-04 16:51:30
FOCUSN
2013-06-05 16:51:32
X-17A-5
2013-06-05 16:14:29
X-17A-5
2012-06-13 15:42:33
FOCUSN
2012-06-04 14:55:58
FOCUSN
2011-08-16 10:11:45
X-17A-5
2011-08-12 16:57:35
X-17A-5
2010-08-02 12:31:25
FOCUSN
2010-06-29 15:04:58
FOCUSN
2009-07-30 08:44:46
X-17A-5/A
2009-07-30 07:59:48
X-17A-5
2009-06-10 10:25:53
X-17A-5
2008-06-11 11:27:10
FOCUSN
2008-06-02 09:47:11
X-17A-5
2007-05-30 10:48:36
FOCUSN
2007-05-30 10:04:22
FOCUSN
2006-09-19 10:41:35
X-17A-5
2006-06-23 14:19:38
X-17A-5
2005-06-07 11:30:22
FOCUSN
2005-06-07 11:18:32
X-17A-5
2004-06-01 15:06:02
FOCUSN
2004-06-01 14:27:08
X-17A-5
2003-06-11 16:26:57
FOCUSN
2003-06-10 15:57:58
X-17A-5
2002-06-07 17:43:54

0-50 of 32 Results

Related SEC Filings - Daiwa Capital Markets 🔎


© 2019 SEC.report
SEC CFR Title 17