DAIWA CAPITAL MARKETS AMERICA INC.

SEC CIK 0000026617

CIK #26617

The following is an index of Security and Exchange Commission registration information for DAIWA CAPITAL MARKETS AMERICA INC.. This page includes all SEC filing details as well as a list of any documents registered by DAIWA CAPITAL MARKETS AMERICA INC..
Latest Edgar Filing Status
Updated2019-04-02
TypeBROKER-DEALER
IRS Number (EIN/SSN)135680329 ( EIN # 13-5680329)
Reporting File Number008-12242
Mailing AddressFINANCIAL SQUARE 32 OLD SLIP NEW YORK, NEW YORK 10005-3538
StateNEW YORK
Contact Phone212-612-6151
Fiscal Year End Date0331
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2018-05-30 10:43:26-04:00
FOCUS Report
X-17A-5 - FOCUS Report
2017-05-30 14:24:09-04:00
FOCUS Report
X-17A-5 - FOCUS Report
2016-05-31 12:04:39-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-06-04 10:52:22-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-06-03 13:00:07-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-06-04 16:52:26-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-06-04 16:51:30-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-06-05 16:51:32-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-06-05 16:14:29-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-06-13 15:42:33-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-06-04 14:55:58-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-08-16 10:11:45-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-08-12 16:57:35-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-08-02 12:31:25-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-06-29 15:04:58-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-07-30 08:44:46-04:00
FOCUSN [Paper]
X-17A-5/A [Amend] [Paper] - FOCUS Report
2009-07-30 07:59:48-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-06-10 10:25:53-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-06-11 11:27:10-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-06-02 09:47:11-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-05-30 10:48:36-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-05-30 10:04:22-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-09-19 10:41:35-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-06-23 14:19:38-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-06-07 11:30:22-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-06-07 11:18:32-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-06-01 15:06:02-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-06-01 14:27:08-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-06-11 16:26:57-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-06-10 15:57:58-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2002-06-07 17:43:54-04:00
FOCUS Report

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