PERSHING LLC

SEC CIK 0000029648

CIK #29648

The following is an index of Security and Exchange Commission registration information for PERSHING LLC. This page includes all SEC filing details as well as a list of any documents registered by PERSHING LLC.
Latest Edgar Filing Status
Updated2019-04-05
TypeBROKER-DEALER
IRS Number (EIN/SSN)132741729 ( EIN # 13-2741729)
Reporting File Number008-17574
Mailing AddressONE PERSHING PLAZA JERSEY CITY, NEW JERSEY 07399
StateDELAWARE
Contact Phone212-815-3427
Fiscal Year End Date1231
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2019-05-07 16:22:43-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2019-05-06 11:20:19-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2018-04-17 12:11:34-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-04-17 10:38:50-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-16 22:00:42-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-16 21:39:37-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-17 09:29:12-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-16 12:12:27-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-23 15:48:22-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-13 17:33:15-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-05 18:40:46-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-20 09:50:14-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-22 10:34:51-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-05 17:57:53-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-10 16:17:14-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-03-21 14:53:29-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-05-13 13:45:45-04:00
FOCUSN/A [Amend] [Paper]
X-17A-5/A [Amend] [Paper] - FOCUS Report
2011-04-26 16:31:42-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-04-06 17:10:55-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-25 13:27:07-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-03 11:35:54-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-03 10:32:09-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-04-08 17:41:44-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-30 08:01:35-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2008-05-19 10:49:45-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2008-04-24 14:02:39-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-26 18:27:48-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-19 18:28:58-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-05-01 09:01:09-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-03-27 18:59:51-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-08-07 14:14:44-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-06-08 15:35:17-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-04-21 15:46:53-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-03-21 14:18:26-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-04-01 20:27:20-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-03-23 08:32:50-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-28 10:37:10-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-19 19:14:28-05:00
FOCUS Report

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