AXA ADVISORS, LLC

SEC CIK 0000033179

CIK #33179

The following is an index of Security and Exchange Commission registration information for AXA ADVISORS, LLC. This page includes all SEC filing details as well as a list of any documents registered by AXA ADVISORS, LLC.
Latest Edgar Filing Status
Updated2019-05-14
TypeBROKER-DEALER
IRS Number (EIN/SSN)134071393 ( EIN # 13-4071393)
Reporting File Number008-17883
Mailing Address1290 AVENUE OF THE AMERICAS 9TH FLOOR NEW YORK, NEW YORK 10104
StateDELAWARE
Contact Phone704-341-6678
Fiscal Year End Date1231
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2019-05-07 14:16:17-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2019-05-03 12:19:04-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-05-24 10:08:43-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-05-24 10:06:12-04:00
FOCUS Report
40-APP/A [Amend] - Application for exemption and other relief filed under the Investment Company Act of 1940
2018-04-10 17:18:34-04:00
40-APP/A [Amend]
40-APP/A [Amend] - Application for exemption and other relief filed under the Investment Company Act of 1940
2017-11-21 12:12:34-05:00
40-APP/A [Amend]
40-APP/A [Amend] - Application for exemption and other relief filed under the Investment Company Act of 1940
2017-06-23 16:58:00-04:00
40-APP/A [Amend]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-22 12:06:34-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-16 10:32:09-04:00
FOCUS Report
40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940
2017-01-10 17:12:33-05:00
40-APP
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-17 09:20:12-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-10 12:00:00-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-21 10:40:54-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-10 12:43:16-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-14 09:50:16-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-04-01 17:05:33-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-20 12:12:13-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-09 19:12:03-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-13 14:22:39-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-03-27 13:25:44-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-03-04 09:37:53-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-04 09:13:17-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-17 10:24:20-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-06 11:03:03-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-03-27 08:39:04-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-13 12:04:51-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-04-18 10:56:31-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-04-08 14:21:58-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-27 10:50:44-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-03-29 19:18:40-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-02-08 13:13:31-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-01-31 12:51:24-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-04-19 11:26:35-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-03-23 19:53:43-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-04-07 11:47:23-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-03-30 16:32:35-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-28 10:09:49-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-04-09 12:48:19-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-01 00:00:00-05:00
FOCUS Report

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