TD AMERITRADE CLEARING, INC.

SEC CIK 0000036793

CIK #36793

The following is an index of Security and Exchange Commission registration information for TD AMERITRADE CLEARING, INC.. This page includes all SEC filing details as well as a list of any documents registered by TD AMERITRADE CLEARING, INC..
Latest Edgar Filing Status
Updated2019-03-20
TypeBROKER-DEALER
IRS Number (EIN/SSN)470533629 ( EIN # 47-0533629)
Reporting File Number008-16335
Mailing Address200 SOUTH 108TH AVENUE OMAHA, NEBRASKA 68154
StateNEBRASKA
Contact Phone402-574-6051
Fiscal Year End Date0930
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2018-11-29 14:52:51-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2017-11-27 14:31:03-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2017-02-02 16:59:28-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-12-17 13:57:11-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-12-17 12:55:02-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-12-23 08:56:11-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-12-23 08:40:30-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-06-25 09:44:15-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-01-10 16:56:47-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-12-10 13:22:12-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-12-10 12:38:06-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-12-16 09:28:07-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-12-16 09:26:32-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-01-24 15:47:09-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-01-24 12:23:17-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-03 17:27:07-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-02-25 13:48:22-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-01-27 13:34:56-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-01-15 08:21:45-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-01-23 09:27:04-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-01-11 10:16:29-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-11-30 12:25:43-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-11-29 11:21:38-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-01-21 09:15:40-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-01-20 18:32:09-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-12-28 14:27:23-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-12-28 11:57:27-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-11-28 15:25:44-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-11-28 15:12:06-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2002-12-03 15:41:16-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2002-12-03 10:45:50-05:00
FOCUSN [Paper]
NO ACT [Paper] - No Action Letter
2002-01-14 00:00:00-05:00
No Action Letter

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