Merrill Lynch, Pierce, Fenner & Smith Incorporated

SEC CIK #0000065106

Merrill Lynch, Pierce, Fenner & Smith Incorporated is registered with the U.S. Security and Exchange Commission. This page includes all SEC filing details as well as a list of any documents (S-1, Prospecuts, Current Reports, 8-K, 10K, Annual Reports) registered by Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Company Details
IRS Number (EIN)135674085 ( EIN # 13-5674085)
Reporting File Number008-07221
BROKER-DEALER
State of IncorpporationDELAWARE
Fiscal Year End12-31
Date of Edgar Filing Update2019-07-17
Business AddressONE BRYANT PARK
250 VESEY STREET
NEW YORK NY 10036
Business Phone212-670-0454
Mailing Address222 BROADWAY
NY3-222-12-05
NEW YORK NY 10038
Legal Entity Identifier 8NAV47T0Y26Q87Y0QP81 [Merrill Lynch, Pierce, Fenner & Smith Incorporated]

Documents Filed
Merrill Lynch, Pierce, Fenner & Smith Incorporated SEC Filings RSS Feed

Form
Title
Date
ATS-N-C
2019-04-26 17:30:26
ATS-N-C
2019-04-26 17:20:04
ABS-15G
2019-02-12 13:48:00
FOCUSN
2018-03-08 13:18:19
X-17A-5
2018-03-08 10:30:55
ABS-15G
2018-02-08 11:42:06
FOCUSN/A
2017-07-11 12:17:04
X-17A-5
2017-07-11 12:14:04
FOCUSN
2017-06-26 12:54:11
ABS-15G
2017-02-03 09:22:27
X-17A-5
2016-03-18 09:30:01
FOCUSN
2016-03-11 16:57:25
ABS-15G
2016-02-09 17:02:26
FOCUSN
2015-03-19 15:35:21
X-17A-5
2015-03-13 12:07:14
ABS-15G
2015-02-09 13:49:42
FOCUSN
2014-04-18 17:40:10
X-17A-5
2014-03-18 11:06:24
ABS-15G
2014-02-03 14:27:22
FWP
2013-10-31 14:34:23
FWP
2013-10-30 11:36:59
FWP
2013-10-10 17:36:36
FWP
2013-10-01 16:15:34
FWP
2013-09-27 17:16:59
FWP
2013-07-30 12:15:31
FWP
2013-07-17 14:28:35
FWP
2013-07-09 17:25:08
FWP
2013-06-20 17:22:22
FWP
2013-06-07 17:40:35
FWP
2013-05-03 14:39:36
FWP
2013-05-01 18:30:28
FWP
2013-04-17 20:14:25
FWP
2013-04-04 18:56:33
FOCUSN
2013-03-19 10:19:30
X-17A-5
2013-03-18 15:53:43
FWP
2013-03-01 16:07:39
FWP
2013-02-19 21:30:42
ABS-15G
2013-02-07 10:17:54
ABS-15G/A
2012-10-22 10:08:18
FOCUSN
2012-04-04 12:54:18
X-17A-5
2012-04-03 16:30:39
ABS-15G
2012-02-10 20:14:59
FOCUSN
2011-04-11 16:04:45
X-17A-5
2011-03-25 10:21:20
FOCUSN
2010-03-16 17:54:03
X-17A-5
2010-03-08 19:18:10
FOCUSN
2009-03-25 18:05:27
X-17A-5
2009-03-11 18:41:54
FOCUSN
2008-04-08 16:11:45
X-17A-5
2008-04-02 07:20:43
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