LPL FINANCIAL LLC

The following is an index of Security and Exchange Commission registration information for LPL FINANCIAL LLC. This page includes all SEC filing details as well as a list of any documents registered by LPL FINANCIAL LLC.

Updated	2019-02-07
Type	BROKER-DEALER
IRS Number (EIN/SSN)	952834236 ( EIN # 95-2834236)
Reporting File Number	008-17668
Mailing Address	75 STATE STREET, 22ND FLOOR 22ND FLOOR BOSTON, MASSACHUSETTS 02109
State	CALIFORNIA
Contact Phone	617-897-4149
Fiscal Year End Date	1231

Title Date	Description
X-17A-5 - FOCUS Report 2018-02-23 14:12:00-05:00	FOCUS Report
X-17A-5 - FOCUS Report 2017-02-28 16:56:26-05:00	FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report 2016-04-06 10:37:39-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2016-03-24 15:16:10-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2016-03-14 12:12:41-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2015-03-20 08:55:41-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2015-03-20 08:53:36-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2014-04-04 15:24:58-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2014-03-15 17:55:58-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2013-03-17 14:51:47-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2013-03-09 10:14:04-05:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2012-04-17 10:44:07-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2012-04-04 12:56:01-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2012-04-03 16:32:09-04:00	FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers 2011-04-14 14:27:09-04:00	FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2011-04-06 14:48:50-04:00	FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2010-03-12 19:41:08-05:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2010-03-09 19:43:11-05:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2009-03-31 14:40:51-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2009-03-17 08:54:33-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2008-03-26 08:53:50-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2008-03-20 18:31:58-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2007-05-01 15:55:39-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2007-04-03 09:42:56-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2006-10-03 17:02:15-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2006-06-19 20:23:04-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2005-03-25 08:07:34-05:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2005-03-24 17:24:51-05:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2004-04-06 16:06:09-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2004-03-18 14:24:38-05:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2003-04-03 19:54:31-05:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2003-03-13 13:29:17-05:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2002-02-27 00:00:00-05:00	FOCUS Report