Lpl Financial Llc

SEC CIK #0000080386

Lpl Financial Llc is registered with the U.S. Security and Exchange Commission. This page includes all SEC filing details as well as a list of any documents (S-1, Prospecuts, Current Reports, 8-K, 10K, Annual Reports) registered by Lpl Financial Llc.

Company Details
IRS Number (EIN)952834236 ( EIN # 95-2834236)
Reporting File Number008-17668
BROKER-DEALER
State of IncorpporationCALIFORNIA
Fiscal Year End12-31
Date of Edgar Filing Update2019-07-25
Business Address75 STATE STREET, 22ND FLOOR
22ND FLOOR
BOSTON MA 02109
Business Phone617-897-4149
Mailing Address75 STATE STREET, 22ND FLOOR
22ND FLOOR
BOSTON MA 02109
Legal Entity Identifier 5493005NM7F0H1N3EQ39 [LPL FINANCIAL LLC]

Documents Filed
Lpl Financial Llc SEC Filings RSS Feed

Form
Title
Date
X-17A-5
2019-02-27 17:11:15
X-17A-5
2018-02-23 14:12:00
X-17A-5
2017-02-28 16:56:26
X-17A-5/A
2016-04-06 10:37:39
FOCUSN
2016-03-24 15:16:10
X-17A-5
2016-03-14 12:12:41
FOCUSN
2015-03-20 08:55:41
X-17A-5
2015-03-20 08:53:36
FOCUSN
2014-04-04 15:24:58
X-17A-5
2014-03-15 17:55:58
FOCUSN
2013-03-17 14:51:47
X-17A-5
2013-03-09 10:14:04
X-17A-5
2012-04-17 10:44:07
FOCUSN
2012-04-04 12:56:01
X-17A-5
2012-04-03 16:32:09
FOCUSN/A
2011-04-14 14:27:09
FOCUSN
2011-04-06 14:48:50
FOCUSN
2010-03-12 19:41:08
X-17A-5
2010-03-09 19:43:11
FOCUSN
2009-03-31 14:40:51
X-17A-5
2009-03-17 08:54:33
FOCUSN
2008-03-26 08:53:50
X-17A-5
2008-03-20 18:31:58
FOCUSN
2007-05-01 15:55:39
X-17A-5
2007-04-03 09:42:56
FOCUSN
2006-10-03 17:02:15
X-17A-5
2006-06-19 20:23:04
FOCUSN
2005-03-25 08:07:34
X-17A-5
2005-03-24 17:24:51
FOCUSN
2004-04-06 16:06:09
X-17A-5
2004-03-18 14:24:38
FOCUSN
2003-04-03 19:54:31
X-17A-5
2003-03-13 13:29:17
X-17A-5
2002-02-27 00:00:00

0-50 of 34 Results

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