Lpl Financial Llc
SEC CIK #0000080386
Lpl Financial Llc is registered with the U.S. Security and Exchange Commission. This page includes all SEC filing details as well as a list of any documents (S-1, Prospecuts, Current Reports, 8-K, 10K, Annual Reports) registered by Lpl Financial Llc.
Company Details
| IRS Number (EIN) | 952834236 ( EIN # 95-2834236) |
| Reporting File Number | 008-17668 |
| BROKER-DEALER | |
| State of Incorpporation | CALIFORNIA |
| Fiscal Year End | 12-31 |
| Date of Edgar Filing Update | 2019-07-25 |
| Business Address | 75 STATE STREET, 22ND FLOOR 22ND FLOOR BOSTON MA 02109 |
| Business Phone | 617-897-4149 |
| Mailing Address | 75 STATE STREET, 22ND FLOOR 22ND FLOOR BOSTON MA 02109 |
| Legal Entity Identifier | 5493005NM7F0H1N3EQ39 [LPL FINANCIAL LLC] |
Documents Filed
| Form |
Title
Date
|
|---|---|
| X-17A-5 |
2019-02-27 17:11:15 |
| X-17A-5 |
2018-02-23 14:12:00 |
| X-17A-5 |
2017-02-28 16:56:26 |
| X-17A-5/A |
2016-04-06 10:37:39 |
| FOCUSN |
2016-03-24 15:16:10 |
| X-17A-5 |
2016-03-14 12:12:41 |
| FOCUSN |
2015-03-20 08:55:41 |
| X-17A-5 |
2015-03-20 08:53:36 |
| FOCUSN |
2014-04-04 15:24:58 |
| X-17A-5 |
2014-03-15 17:55:58 |
| FOCUSN |
2013-03-17 14:51:47 |
| X-17A-5 |
2013-03-09 10:14:04 |
| X-17A-5 |
2012-04-17 10:44:07 |
| FOCUSN |
2012-04-04 12:56:01 |
| X-17A-5 |
2012-04-03 16:32:09 |
| FOCUSN/A |
2011-04-14 14:27:09 |
| FOCUSN |
2011-04-06 14:48:50 |
| FOCUSN |
2010-03-12 19:41:08 |
| X-17A-5 |
2010-03-09 19:43:11 |
| FOCUSN |
2009-03-31 14:40:51 |
| X-17A-5 |
2009-03-17 08:54:33 |
| FOCUSN |
2008-03-26 08:53:50 |
| X-17A-5 |
2008-03-20 18:31:58 |
| FOCUSN |
2007-05-01 15:55:39 |
| X-17A-5 |
2007-04-03 09:42:56 |
| FOCUSN |
2006-10-03 17:02:15 |
| X-17A-5 |
2006-06-19 20:23:04 |
| FOCUSN |
2005-03-25 08:07:34 |
| X-17A-5 |
2005-03-24 17:24:51 |
| FOCUSN |
2004-04-06 16:06:09 |
| X-17A-5 |
2004-03-18 14:24:38 |
| FOCUSN |
2003-04-03 19:54:31 |
| X-17A-5 |
2003-03-13 13:29:17 |
| X-17A-5 |
2002-02-27 00:00:00 |
0-50 of 34 Results
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