CITIGROUP GLOBAL MARKETS INC.

The following is an index of Security and Exchange Commission registration information for CITIGROUP GLOBAL MARKETS INC.. This page includes all SEC filing details as well as a list of any documents registered by CITIGROUP GLOBAL MARKETS INC..

Updated	2019-02-08
Type	BROKER-DEALER
IRS Number (EIN/SSN)	112418191 ( EIN # 11-2418191)
Reporting File Number	008-08177
Mailing Address	388 GREENWICH STREET TOWER BUILDING NEW YORK, NEW YORK 10013
State	NEW YORK
Contact Phone	716-730-8446
Fiscal Year End Date	1231

Title Date	Description
ATS-N-C - Notice of Cessation of Operations of NMS Stock ATS (Rule 304(a)(3)) 2019-04-16 16:10:05-04:00	ATS-N-C
X-17A-5 [Paper] - FOCUS Report 2018-04-30 11:48:11-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2018-04-12 15:18:53-04:00	FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2017-03-21 10:57:50-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2017-03-15 15:52:08-04:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2016-07-27 13:04:03-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2016-03-28 17:49:44-04:00	FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2015-03-23 15:40:55-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2015-03-14 07:07:05-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2014-04-19 09:52:21-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2014-04-12 10:28:51-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2013-03-20 19:59:11-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2013-03-12 12:34:59-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2012-04-06 16:02:21-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2012-04-04 16:12:14-04:00	FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers 2011-09-13 10:55:54-04:00	FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2011-04-05 16:54:35-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2011-03-25 12:41:31-04:00	FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers 2011-09-12 11:56:34-04:00	FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2010-03-17 09:36:38-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2010-03-11 07:17:37-05:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2009-03-27 19:47:38-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2009-03-19 19:05:29-04:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2008-04-15 13:52:20-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2008-04-08 15:52:41-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2008-03-26 17:27:58-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2007-04-27 18:30:57-04:00	FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2006-07-07 17:49:10-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2006-05-30 18:41:24-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2005-04-13 09:25:37-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2005-03-17 19:33:08-05:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2004-04-01 19:02:03-05:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2004-03-25 18:21:39-05:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2003-04-24 08:33:32-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2003-03-20 20:23:05-05:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2002-03-01 00:00:00-05:00	FOCUS Report