CITIGROUP GLOBAL MARKETS INC.

SEC CIK 0000091154

CIK #91154

The following is an index of Security and Exchange Commission registration information for CITIGROUP GLOBAL MARKETS INC.. This page includes all SEC filing details as well as a list of any documents registered by CITIGROUP GLOBAL MARKETS INC..
Latest Edgar Filing Status
Updated2019-02-08
TypeBROKER-DEALER
IRS Number (EIN/SSN)112418191 ( EIN # 11-2418191)
Reporting File Number008-08177
Mailing Address388 GREENWICH STREET TOWER BUILDING NEW YORK, NEW YORK 10013
StateNEW YORK
Contact Phone716-730-8446
Fiscal Year End Date1231
Filings
Title
Date
Description
ATS-N-C - Notice of Cessation of Operations of NMS Stock ATS (Rule 304(a)(3))
2019-04-16 16:10:05-04:00
ATS-N-C
X-17A-5 [Paper] - FOCUS Report
2018-04-30 11:48:11-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-04-12 15:18:53-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-21 10:57:50-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-15 15:52:08-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-07-27 13:04:03-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-28 17:49:44-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-23 15:40:55-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-14 07:07:05-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-19 09:52:21-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-04-12 10:28:51-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-20 19:59:11-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-12 12:34:59-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-06 16:02:21-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-04-04 16:12:14-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-09-13 10:55:54-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-04-05 16:54:35-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-25 12:41:31-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-09-12 11:56:34-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-17 09:36:38-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-11 07:17:37-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-03-27 19:47:38-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-19 19:05:29-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-04-15 13:52:20-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-04-08 15:52:41-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-26 17:27:58-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-27 18:30:57-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-07-07 17:49:10-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-05-30 18:41:24-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-04-13 09:25:37-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-03-17 19:33:08-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-04-01 19:02:03-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-03-25 18:21:39-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-24 08:33:32-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-20 20:23:05-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-01 00:00:00-05:00
FOCUS Report

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