FUNDS DISTRIBUTOR, LLC

SEC CIK 0000096600

CIK #96600

The following is an index of Security and Exchange Commission registration information for FUNDS DISTRIBUTOR, LLC. This page includes all SEC filing details as well as a list of any documents registered by FUNDS DISTRIBUTOR, LLC.
Latest Edgar Filing Status
Updated2019-02-08
TypeBROKER-DEALER
IRS Number (EIN/SSN)261900768 ( EIN # 26-1900768)
Reporting File Number008-20518
Mailing AddressTHREE CANAL PLAZA 3RD FLOOR PORTLAND, MAINE 04101
StateDELAWARE
Contact Phone(207) 553-7111
Fiscal Year End Date1231
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2019-04-05 12:54:15-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2019-04-05 10:51:44-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2018-03-13 11:43:31-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-03-13 08:26:01-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-22 09:42:46-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-13 11:22:39-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-06-13 10:29:56-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-02-26 14:19:00-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-02 19:46:43-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-02 19:07:27-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-01 14:42:23-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-16 13:21:36-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-03-09 13:27:10-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-03-01 18:51:35-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-03-29 08:34:04-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-28 17:45:14-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-06-25 18:37:16-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-11 18:24:09-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-03-30 18:48:50-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-04-15 11:42:13-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-03-29 19:02:54-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-06-28 15:32:20-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-11 10:28:03-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-08-19 16:40:12-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2003-03-11 17:07:01-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-01 00:00:00-05:00
FOCUS Report

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