WEDBUSH SECURITIES INC.

SEC CIK 0000105264

CIK #105264

The following is an index of Security and Exchange Commission registration information for WEDBUSH SECURITIES INC.. This page includes all SEC filing details as well as a list of any documents registered by WEDBUSH SECURITIES INC..
Latest Edgar Filing Status
Updated2019-04-19
TypeBROKER-DEALER
IRS Number (EIN/SSN)952495390 ( EIN # 95-2495390)
Reporting File Number008-12987
Mailing Address1000 WILSHIRE BLVD. SUITE 900 ATTN: BUSINESS CONDUCT LOS ANGELES, CALIFORNIA 90017-2457
StateCALIFORNIA
Contact Phone(213) 688-4528
Fiscal Year End Date0630
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2018-08-30 20:11:08-04:00
FOCUS Report
X-17A-5 - FOCUS Report
2017-08-25 17:02:13-04:00
FOCUS Report
X-17A-5/A [Amend] - FOCUS Report
2016-12-20 14:24:44-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2016-09-08 22:00:36-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2015-10-15 12:48:34-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-10-15 12:45:04-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-09-12 14:58:55-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-09-12 14:57:46-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-10-10 16:14:22-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-10-10 16:12:49-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-09-12 16:37:38-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-09-25 10:50:08-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-09-09 09:04:17-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-09-09 09:02:08-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-01-30 15:53:38-05:00
FOCUSN/A [Amend] [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-08-31 11:34:46-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-08-31 11:02:33-04:00
FOCUSN [Paper]
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-12-08 15:51:25-05:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-10-01 13:21:07-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-09-17 10:07:40-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-09-05 09:28:41-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-09-04 10:21:51-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-09-05 15:17:05-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-08-31 12:45:40-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-09-15 11:35:33-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-09-14 12:34:53-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-09-16 11:28:10-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-09-06 09:34:03-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-09-21 09:57:18-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-09-21 09:54:04-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2003-12-11 14:12:14-05:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-12-10 11:27:25-05:00
FOCUSN/A [Amend] [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-09-16 09:59:01-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-09-16 09:07:11-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2002-09-10 11:29:19-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2002-09-09 10:21:58-04:00
FOCUSN [Paper]
NO ACT [Paper] - No Action Letter
2002-03-13 00:00:00-05:00
No Action Letter
SC 13G - Statement of acquisition of beneficial ownership by individuals
2000-11-15 00:00:00-05:00
SC 13G
SC 13G - Statement of acquisition of beneficial ownership by individuals
2000-11-13 00:00:00-05:00
SC 13G
SC 13G - Statement of acquisition of beneficial ownership by individuals
2000-11-09 00:00:00-05:00
SC 13G
SC 13G - Statement of acquisition of beneficial ownership by individuals
2000-11-06 00:00:00-05:00
SC 13G

© 2019 SEC.report
This site is not affiliated with or endorsed by the SEC.
The SEC operates under the authority of Title 17 of the Code of Federal Regulations.