UNICREDIT CAPITAL MARKETS LLC

SEC CIK 0000276683

CIK #276683

The following is an index of Security and Exchange Commission registration information for UNICREDIT CAPITAL MARKETS LLC. This page includes all SEC filing details as well as a list of any documents registered by UNICREDIT CAPITAL MARKETS LLC.
Latest Edgar Filing Status
Updated2019-03-14
TypeBROKER-DEALER
IRS Number (EIN/SSN)132943614 ( EIN # 13-2943614)
Reporting File Number008-23081
Mailing Address15O EAST 42ND STREET NEW YORK, NEW YORK 10017-4679
StateNEW YORK
Contact Phone212-672-5945
Fiscal Year End Date1231
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2019-03-13 09:30:29-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2019-03-12 11:00:41-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2018-02-28 15:03:49-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-02-27 17:53:31-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-02-27 10:50:50-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-02-27 10:32:51-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-02-23 07:45:44-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-02-22 13:32:41-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2015-03-12 12:16:30-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-20 09:32:39-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-07 14:46:24-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-18 14:14:21-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-16 13:31:36-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-05 10:57:55-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-05-02 14:36:53-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-19 15:09:31-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-09-16 10:59:10-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-09-15 09:09:10-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-18 18:30:52-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-12 17:53:08-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-04-07 09:03:56-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-20 08:53:31-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-31 10:22:31-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-31 10:17:39-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-30 18:33:10-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-04-11 08:41:06-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-08-29 16:55:31-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-08-28 08:04:52-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-04-22 13:40:05-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-03-23 19:35:19-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-25 19:35:59-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-03 17:39:19-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-13 18:56:08-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-01 00:00:00-05:00
FOCUS Report

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