POPULAR SECURITIES, LLC

SEC CIK 0000313374

CIK #313374

The following is an index of Security and Exchange Commission registration information for POPULAR SECURITIES, LLC. This page includes all SEC filing details as well as a list of any documents registered by POPULAR SECURITIES, LLC.
Latest Edgar Filing Status
Updated2019-03-25
TypeBROKER-DEALER
IRS Number (EIN/SSN)660374802 ( EIN # 66-0374802)
Reporting File Number008-24216
Mailing Address208 AVENUE PONCE DE LEON POPULAR CENTER SUITE 1200 SAN JUAN, PUERTO RICO 00918-1035
StatePUERTO RICO
Contact Phone(787)758-7400
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2019-03-01 18:36:02-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2018-03-01 19:32:03-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2017-03-01 20:26:07-05:00
FOCUS Report
MA-W - Notice of Withdrawal from Registration as a Municipal Advisor
2016-06-03 08:44:46-04:00
MA-W
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-23 10:14:46-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-23 10:07:47-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-21 11:56:17-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-14 08:16:04-04:00
FOCUS Report
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-11-05 09:07:29-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-11-05 09:07:35-05:00
MA-I
MA - Municipal Advisor Registration for Business Entities
2014-10-31 14:33:37-04:00
MA
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-06-19 09:24:07-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-27 14:39:14-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-20 13:49:31-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-12 22:07:23-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-12 11:50:19-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-03-26 11:06:08-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-04-14 10:45:45-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-04-07 11:35:31-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-30 10:52:45-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-05 11:47:57-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-05 11:37:17-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-04-02 19:06:29-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-31 11:00:26-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-26 11:58:09-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-21 13:47:34-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-05-01 09:51:54-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-04-03 09:37:28-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-08-30 13:28:34-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-08-30 13:26:21-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-08-29 10:32:04-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-08-29 10:13:01-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-02-12 08:43:29-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-02-11 16:22:12-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-01-15 13:33:41-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-03-17 20:01:31-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2002-01-28 00:00:00-05:00
FOCUS Report

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