BROKER DEALER FINANCIAL SERVICES CORP.

SEC CIK 0000313386

CIK #313386

The following is an index of Security and Exchange Commission registration information for BROKER DEALER FINANCIAL SERVICES CORP.. This page includes all SEC filing details as well as a list of any documents registered by BROKER DEALER FINANCIAL SERVICES CORP..
Latest Edgar Filing Status
Updated2019-02-08
TypeBROKER-DEALER
IRS Number (EIN/SSN)421130227 ( EIN # 42-1130227)
Reporting File Number008-24220
Mailing Address140 SO. 68TH STREET SUITE 2200 WEST DES MOINES, IOWA 50266
StateIOWA
Contact Phone515-727-6764
Fiscal Year End Date1200
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-04-26 12:48:07-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-03-19 15:25:24-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-05-12 12:54:51-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-09 13:08:54-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-22 12:53:18-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-15 11:13:12-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-02 11:26:03-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-02 10:45:49-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-07 09:18:04-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-15 16:59:58-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-20 09:03:51-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-14 11:49:40-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-04 14:20:09-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-04-03 17:56:42-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-04-06 17:26:09-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-22 17:00:14-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-18 14:13:23-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-12 07:23:58-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-03-31 18:18:06-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-25 13:45:26-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-28 08:41:04-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-26 11:48:24-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-17 09:38:17-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-03-30 15:10:49-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-09-19 09:58:26-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-04-26 17:50:57-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-03-23 08:41:15-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-03-16 08:44:16-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-22 18:52:07-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-03-17 10:07:28-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-15 17:00:37-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-19 18:21:42-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-02-28 00:00:00-05:00
FOCUS Report

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