A.G.P. / ALLIANCE GLOBAL PARTNERS CORP.

SEC CIK 0000318492

CIK #318492

The following is an index of Security and Exchange Commission registration information for A.G.P. / ALLIANCE GLOBAL PARTNERS CORP.. This page includes all SEC filing details as well as a list of any documents registered by A.G.P. / ALLIANCE GLOBAL PARTNERS CORP..
Latest Edgar Filing Status
Updated2019-05-22
TypeBROKER-DEALER
IRS Number (EIN/SSN)592015540 ( EIN # 59-2015540)
Reporting File Number008-25132
Mailing Address88 POST ROAD WEST 2ND FLOOR WESTPORT, CONNECTICUT 06880
StateCALIFORNIA
Contact Phone203-662-9700
Fiscal Year End Date0630
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-11-02 10:50:01-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-09-18 11:19:46-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-08-31 08:43:43-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-08-31 08:41:43-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-09-20 14:50:56-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-09-20 14:41:31-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-09-02 11:55:03-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-09-02 10:58:18-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2015-02-24 15:19:08-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-02-24 15:17:11-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-09-20 17:54:54-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-09-18 13:48:27-04:00
FOCUS Report
D - Notice of Exempt Offering of Securities
2012-08-22 12:59:12-04:00
D
X-17A-5 [Paper] - FOCUS Report
2011-09-12 08:45:17-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-10-19 10:58:35-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2009-11-25 08:51:18-05:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2009-10-30 10:32:37-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-10-30 09:04:29-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-10-20 15:26:06-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-03-14 17:29:59-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-10-12 12:05:19-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-01-23 18:27:27-05:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2004-10-19 16:33:19-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-09-16 13:49:23-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2003-09-24 11:16:00-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-10-08 10:20:36-04:00
FOCUS Report

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