PNC CAPITAL MARKETS LLC

SEC CIK 0000752077

CIK #752077

The following is an index of Security and Exchange Commission registration information for PNC CAPITAL MARKETS LLC. This page includes all SEC filing details as well as a list of any documents registered by PNC CAPITAL MARKETS LLC.
Latest Edgar Filing Status
Updated2019-03-12
TypeBROKER-DEALER
IRS Number (EIN/SSN)203719138 ( EIN # 20-3719138)
Reporting File Number008-32493
Mailing Address300 FIFTH AVENUE 5TH FLOOR PITTSBURGH, PENNSYLVANIA 15222
StatePENNSYLVANIA
Contact Phone215-585-1079
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5/A [Amend] - FOCUS Report
2019-03-04 09:42:52-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2019-03-01 19:23:15-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2018-03-01 11:40:11-05:00
FOCUS Report
X-17A-5/A [Amend] - FOCUS Report
2017-04-21 14:16:07-04:00
FOCUS Report
X-17A-5 - FOCUS Report
2017-03-01 11:02:33-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-04-08 14:51:31-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-04-08 13:40:07-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2015-03-20 09:03:42-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-20 09:01:36-04:00
FOCUSN [Paper]
X-17A-5/A [Amend] [Paper] - FOCUS Report
2015-03-02 14:07:40-05:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-07-18 18:18:52-04:00
FOCUSN/A [Amend] [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-09-12 15:07:48-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-14 12:30:34-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-20 13:37:31-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-05 18:37:43-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-10 16:53:20-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-04-03 14:52:36-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-04-06 11:19:39-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-18 15:44:40-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-03 16:24:58-05:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-03 10:44:48-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-03 07:29:37-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-04-08 17:20:50-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-30 07:41:43-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-26 17:56:03-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-20 18:52:39-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-26 11:23:25-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-07-28 12:44:46-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-05-30 17:00:18-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-04-19 10:18:59-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-03-23 20:24:59-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-03-31 19:35:25-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-03-22 18:36:10-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-08 10:04:09-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-12 18:25:38-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-01 00:00:00-05:00
FOCUS Report

© 2019 SEC.report
This site is not affiliated with or endorsed by the SEC.
The SEC operates under the authority of Title 17 of the Code of Federal Regulations.