BNY MELLON CAPITAL MARKETS, LLC

SEC CIK 0000785069

CIK #785069

The following is an index of Security and Exchange Commission registration information for BNY MELLON CAPITAL MARKETS, LLC. This page includes all SEC filing details as well as a list of any documents registered by BNY MELLON CAPITAL MARKETS, LLC.
Latest Edgar Filing Status
Updated2019-03-15
TypeBROKER-DEALER
IRS Number (EIN/SSN)232384977 ( EIN # 23-2384977)
Reporting File Number008-35255
Mailing Address240 GREENWICH STREET 3RD FLOOR NEW YORK, NEW YORK 10286
StateDELAWARE
Contact Phone212-815-4972
Fiscal Year End Date1200
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2019-02-28 16:49:30-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2018-02-28 19:15:25-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-29 15:21:50-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-24 14:02:16-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-28 17:12:17-04:00
FOCUSN [Paper]
X-17A-5 - FOCUS Report
2016-02-29 10:37:22-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2015-05-18 14:28:56-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-04-28 13:11:57-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-03-31 17:31:51-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-18 11:57:46-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-04-02 10:27:11-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-21 11:26:17-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-03-26 13:40:36-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-03-16 15:52:32-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-17 18:33:01-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-03-17 18:30:17-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-18 13:29:43-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-06 11:17:20-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-04-02 19:07:26-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-31 11:09:46-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-24 15:23:36-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-24 10:55:41-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-03-15 10:08:21-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-03-14 08:36:42-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-10-31 16:24:22-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-10-27 16:17:41-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-03-22 18:51:15-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-03-11 12:08:06-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-22 16:15:47-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-03-09 16:06:48-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-02 17:26:09-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-13 08:29:49-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-02-28 00:00:00-05:00
FOCUS Report

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