SA STONE WEALTH MANAGEMENT INC.

SEC CIK 0000800183

CIK #800183

The following is an index of Security and Exchange Commission registration information for SA STONE WEALTH MANAGEMENT INC.. This page includes all SEC filing details as well as a list of any documents registered by SA STONE WEALTH MANAGEMENT INC..
Latest Edgar Filing Status
Updated2019-05-14
TypeBROKER-DEALER
IRS Number (EIN/SSN)752975513 ( EIN # 75-2975513)
Reporting File Number008-36638
Mailing Address2 PERIMETER PARK SOUTH SUITE 500 WEST BIRMINGHAM, ALABAMA 35243
StateDELAWARE
Contact Phone205-949-3674
Fiscal Year End Date0930
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-12-04 14:34:06-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-12-04 14:29:00-05:00
FOCUS Report
MA-W - Notice of Withdrawal from Registration as a Municipal Advisor
2018-06-11 12:29:50-04:00
MA-W
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2018-06-04 13:37:05-04:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2018-06-04 13:35:39-04:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2018-06-04 13:33:43-04:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2018-06-04 13:32:20-04:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2018-06-04 13:29:15-04:00
MA-I/A [Amend]
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2018-05-17 09:25:29-04:00
MA-A
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-08-08 18:24:49-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-08-08 18:24:43-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-12-05 09:51:12-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-12-05 09:48:49-05:00
FOCUS Report
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2017-07-10 16:08:32-04:00
MA/A [Amend]
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2016-12-19 10:25:14-05:00
MA-A
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-11-30 12:41:29-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-11-30 11:52:11-05:00
FOCUS Report
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-11-14 11:58:52-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-11-14 11:58:41-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-11-14 11:58:30-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-11-14 11:58:19-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-11-14 11:58:05-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-11-14 11:57:52-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-11-14 11:57:37-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-11-14 11:57:24-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-11-14 11:57:09-05:00
MA-I/A [Amend]
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2016-11-15 15:29:59-05:00
MA/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-02-01 16:42:07-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-01-28 16:49:19-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-01-28 16:49:09-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-01-28 16:48:59-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-01-28 16:48:50-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-01-28 16:48:42-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-01-28 14:35:00-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-01-28 14:34:47-05:00
MA-I/A [Amend]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-12-17 13:50:09-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-12-17 12:33:58-05:00
FOCUS Report
MA-I - Application for Municipal Advisor Registration for Natural Persons
2015-10-08 15:01:11-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2015-10-02 16:49:10-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2015-10-01 08:33:14-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2015-08-03 15:48:44-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2015-07-21 14:58:43-04:00
MA-I
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2015-07-07 11:44:04-04:00
MA/A [Amend]
MA-I - Application for Municipal Advisor Registration for Natural Persons
2015-06-11 09:21:23-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2015-06-11 09:20:19-04:00
MA-I
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2015-01-07 13:24:38-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2015-01-07 13:23:43-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2015-01-07 13:23:37-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2015-01-07 13:23:31-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2015-01-07 13:23:22-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2015-01-07 13:23:15-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2015-01-07 13:23:10-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2015-01-07 13:23:03-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2015-01-07 13:22:56-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2015-01-07 13:22:50-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2015-01-07 13:22:45-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2015-01-07 13:22:38-05:00
MA-I/A [Amend]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-12-01 16:29:39-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-12-01 14:22:05-05:00
FOCUS Report
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-12-01 13:20:01-05:00
MA-I
MA - Municipal Advisor Registration for Business Entities
2014-12-01 12:04:45-05:00
MA
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-12-01 13:16:37-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-12-01 13:16:22-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-12-01 13:16:09-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-12-01 13:15:56-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-12-01 13:15:45-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-12-01 13:15:10-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-12-01 13:15:00-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-12-01 13:14:44-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-12-01 13:14:35-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-12-01 13:14:24-05:00
MA-I
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-12-27 16:39:31-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-12-27 16:06:06-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-12-19 10:46:16-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-12-17 10:39:25-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-12-02 13:14:23-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-12-02 10:45:03-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-12-08 11:26:16-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-12-08 10:58:07-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-12-17 14:25:46-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-12-16 14:25:20-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-12-18 10:58:31-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-12-18 09:47:10-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-01-11 17:19:35-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-01-07 15:12:39-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-12-06 17:59:50-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-12-05 10:53:53-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-02-28 09:22:08-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-12-29 18:21:36-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-12-09 09:51:45-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-12-03 10:44:17-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-02-06 17:49:02-05:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-09 11:26:39-04:00
FOCUSN/A [Amend] [Paper]
X-17A-5 [Paper] - FOCUS Report
2002-12-09 10:43:41-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2002-12-03 16:07:33-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2002-03-01 00:00:00-05:00
FOCUS Report

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