TD SECURITIES (USA) LLC

SEC CIK 0000803012

CIK #803012

The following is an index of Security and Exchange Commission registration information for TD SECURITIES (USA) LLC. This page includes all SEC filing details as well as a list of any documents registered by TD SECURITIES (USA) LLC.
Latest Edgar Filing Status
Updated2019-04-18
TypeBROKER-DEALER
IRS Number (EIN/SSN)581495511 ( EIN # 58-1495511)
Reporting File Number008-36747
Mailing Address31 WEST 52ND STREET NEW YORK, NEW YORK 10019-6101
StateDELAWARE
Contact Phone212-827-7838
Fiscal Year End Date1031
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2018-12-19 15:50:13-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2018-03-22 13:41:05-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-12-28 14:47:24-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-12-28 14:39:33-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-12-30 19:18:13-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-12-30 18:04:42-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2015-02-26 22:17:44-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-01-05 09:39:25-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-12-30 15:24:00-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-12-30 15:13:27-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-12-27 17:09:54-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-12-27 17:08:30-05:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2014-08-13 17:02:21-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-01-30 11:47:06-05:00
FOCUSN/A [Amend] [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-12-29 17:14:52-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-12-29 17:10:24-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-01-24 15:45:26-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-01-24 12:20:55-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-01-07 10:22:14-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-01-07 10:19:52-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-01-16 14:41:32-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-01-22 11:22:40-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-01-15 09:07:54-05:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2008-01-16 15:02:01-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-01-16 09:54:26-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-04-19 16:15:04-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-01-17 12:44:28-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-07-27 15:57:03-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-07-27 09:36:24-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-01-13 10:41:49-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-01-11 15:36:00-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-01-14 13:50:55-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-01-14 11:08:20-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-01-09 13:37:20-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-01-08 08:47:58-05:00
FOCUSN [Paper]
SC 13D - General statement of acquisition of beneficial ownership
1998-06-22 00:00:00-04:00
SC 13D

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