GUZMAN & COMPANY

SEC CIK 0000822756

CIK #822756

The following is an index of Security and Exchange Commission registration information for GUZMAN & COMPANY. This page includes all SEC filing details as well as a list of any documents registered by GUZMAN & COMPANY.
Latest Edgar Filing Status
Updated2019-02-27
TypeBROKER-DEALER
IRS Number (EIN/SSN)592764363 ( EIN # 59-2764363)
Reporting File Number008-38646
Mailing Address101 ARAGON AVENUE 14TH FLOOR CORAL GABLES, FLORIDA 33134-5426
StateFLORIDA
Contact Phone305-374-3600
Fiscal Year End Date1231
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-04-11 10:29:46-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-04-09 12:12:03-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-21 11:39:01-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-09 15:37:42-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-03-28 15:33:11-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-10 14:01:00-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-19 09:36:54-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-13 18:07:07-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-05-07 17:52:24-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-25 11:44:29-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-03-12 18:17:16-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-03-28 15:31:39-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-25 10:39:33-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2010-03-18 18:01:44-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-06-29 11:21:08-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-11 11:34:17-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-03-30 18:04:01-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-06-08 15:16:47-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-20 18:43:43-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-27 17:57:02-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-04-09 13:23:34-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-09-22 10:11:18-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-05-23 17:41:12-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-14 11:36:21-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-31 10:05:48-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2003-03-17 18:19:59-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-11 00:00:00-05:00
FOCUS Report

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