NATIONAL BANK OF CANADA FINANCIAL INC.

SEC CIK 0000835587

CIK #835587

The following is an index of Security and Exchange Commission registration information for NATIONAL BANK OF CANADA FINANCIAL INC.. This page includes all SEC filing details as well as a list of any documents registered by NATIONAL BANK OF CANADA FINANCIAL INC..
Latest Edgar Filing Status
Updated2019-04-12
TypeBROKER-DEALER
IRS Number (EIN/SSN)954108888 ( EIN # 95-4108888)
Reporting File Number008-39947
Mailing Address65 EAST 55TH STREET 8TH FLOOR NEW YORK, NEW YORK 10022
StateDELAWARE
Contact Phone212-546-7703
Fiscal Year End Date1031
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2019-02-14 11:54:39-05:00
FOCUSN [Paper]
X-17A-5 - FOCUS Report
2018-12-27 09:45:59-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-01-17 10:47:14-05:00
FOCUSN [Paper]
X-17A-5 - FOCUS Report
2017-12-27 12:11:50-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-01-10 10:42:50-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-01-10 10:34:57-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-12-30 19:27:13-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-12-30 19:03:52-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-02-12 10:17:15-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-02-12 10:16:32-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-12-30 15:12:25-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-12-30 15:10:41-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-01-09 10:57:02-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-01-08 16:58:35-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-01-04 12:38:03-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-01-04 12:33:40-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-02-14 12:14:35-05:00
FOCUSN [Paper]
X-17A-5/A [Amend] [Paper] - FOCUS Report
2011-02-14 12:12:34-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-01-14 14:02:44-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-01-14 13:53:16-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-01-22 11:28:17-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-01-15 08:59:32-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-01-23 09:45:29-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-01-11 08:20:26-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-01-26 12:47:39-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-01-26 12:13:09-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-12-30 11:12:31-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-12-29 18:25:04-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-01-13 17:16:49-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-12-30 17:43:18-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-01-27 09:55:37-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-12-09 11:40:31-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-01 00:00:00-05:00
FOCUS Report

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