D.E. SHAW SECURITIES, L.L.C.

SEC CIK 0000845368

CIK #845368

The following is an index of Security and Exchange Commission registration information for D.E. SHAW SECURITIES, L.L.C.. This page includes all SEC filing details as well as a list of any documents registered by D.E. SHAW SECURITIES, L.L.C..
Latest Edgar Filing Status
Updated2019-03-13
TypeBROKER-DEALER
IRS Number (EIN/SSN)133497780 ( EIN # 13-3497780)
Reporting File Number008-40745
Mailing Address1166 AVENUE OF THE AMERICAS 9TH FLOOR NEW YORK, NEW YORK 10036
StateDELAWARE
Contact Phone(212) 478-0000
Fiscal Year End Date1200
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-04-10 11:26:08-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2017-07-25 12:09:03-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-03-14 09:27:05-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2015-03-04 16:14:41-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2014-03-31 18:05:28-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-03-14 14:39:02-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-04-03 18:39:14-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-05-19 09:49:40-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-05-19 09:45:41-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-15 11:15:41-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-12 15:36:59-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-04-21 11:55:16-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-04-17 13:38:17-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-25 15:51:00-04:00
FOCUSN [Paper]
X-17A-5/A [Amend] [Paper] - FOCUS Report
2008-03-20 19:17:37-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-03-12 17:54:33-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-07 12:34:47-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-07-08 11:36:07-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-05-04 08:11:14-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-24 19:12:20-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-04-07 11:10:33-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-03-24 19:27:21-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-30 10:38:18-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-04-01 18:54:03-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-02-27 00:00:00-05:00
FOCUS Report

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