BARCLAYS CAPITAL INC.

SEC CIK 0000851376

CIK #851376

The following is an index of Security and Exchange Commission registration information for BARCLAYS CAPITAL INC.. This page includes all SEC filing details as well as a list of any documents registered by BARCLAYS CAPITAL INC..
Latest Edgar Filing Status
Updated2019-05-13
TypeBROKER-DEALER
IRS Number (EIN/SSN)061031656 ( EIN # 06-1031656)
Reporting File Number008-41342
Mailing Address745 7TH AVENUE NEW YORK, NEW YORK 10019
StateCONNECTICUT
Contact Phone212-526-8105
Fiscal Year End Date1231
Filings
Title
Date
Description
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2019-05-06 16:39:16-04:00
ABS-15G
X-17A-5 - FOCUS Report
2019-03-01 16:46:06-05:00
FOCUS Report
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2019-02-08 08:34:18-05:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2018-11-13 17:01:55-05:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2018-08-13 10:50:31-04:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2018-05-11 16:13:09-04:00
ABS-15G
X-17A-5 - FOCUS Report
2018-02-28 21:02:41-05:00
FOCUS Report
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2018-02-13 13:20:00-05:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2017-11-09 12:53:51-05:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2017-08-09 17:52:48-04:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2017-05-12 17:01:46-04:00
ABS-15G
X-17A-5 - FOCUS Report
2017-03-01 16:36:19-05:00
FOCUS Report
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2017-02-14 11:21:57-05:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2016-11-14 12:12:44-05:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2016-08-10 16:31:47-04:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2016-05-12 16:29:32-04:00
ABS-15G
X-17A-5 - FOCUS Report
2016-02-29 15:09:45-05:00
FOCUS Report
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2016-02-16 14:32:23-05:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2015-11-16 10:32:23-05:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2015-08-13 17:13:23-04:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2015-05-14 16:36:29-04:00
ABS-15G
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-21 10:32:00-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-12 11:15:20-04:00
FOCUS Report
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2015-02-13 15:01:36-05:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2014-11-10 13:05:11-05:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2014-08-13 16:39:48-04:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2014-05-15 14:55:17-04:00
ABS-15G
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-03-31 17:52:31-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-20 20:00:04-04:00
FOCUS Report
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2014-02-14 16:22:52-05:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2013-11-14 15:55:10-05:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2013-08-13 16:09:07-04:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2013-05-14 09:53:56-04:00
ABS-15G
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-04-23 10:51:27-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-20 11:39:09-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-14 12:00:25-04:00
FOCUS Report
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2013-02-13 17:40:55-05:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2012-11-14 16:18:53-05:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2012-08-09 17:30:26-04:00
ABS-15G
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2012-05-14 17:05:24-04:00
ABS-15G
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-09 16:21:48-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-03-16 13:58:13-04:00
FOCUS Report
ABS-15G - Asset-backed securitizer report pursuant to Section 15G
2012-02-14 16:57:17-05:00
ABS-15G
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-04-07 08:30:12-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-29 14:55:35-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-12 15:05:22-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-08 08:25:38-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-03-27 19:22:12-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-26 20:11:04-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-25 16:47:08-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-20 09:36:56-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-27 17:48:57-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-04-09 13:27:20-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-07-07 19:00:41-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-06-12 10:24:43-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-04-26 16:43:06-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-03-25 08:44:33-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-22 18:28:29-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-03-17 09:52:45-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-11 11:09:42-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-17 18:22:08-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-01 00:00:00-05:00
FOCUS Report

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