FORESIDE ASSOCIATES, LLC

SEC CIK 0000869038

CIK #869038

The following is an index of Security and Exchange Commission registration information for FORESIDE ASSOCIATES, LLC. This page includes all SEC filing details as well as a list of any documents registered by FORESIDE ASSOCIATES, LLC.
Latest Edgar Filing Status
Updated2019-02-08
TypeBROKER-DEALER
IRS Number (EIN/SSN)942865340 ( EIN # 94-2865340)
Reporting File Number008-43169
Mailing AddressTHREE CANAL PLAZA 3RD FLOOR PORTLAND, MAINE 04101
StateDELAWARE
Contact Phone207.553.7111
Fiscal Year End Date1231
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2019-04-05 12:59:53-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2019-04-04 14:58:13-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2018-04-04 14:23:34-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-03-09 07:38:20-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-22 09:57:53-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-13 11:30:34-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-02-26 12:48:04-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-02-26 12:36:46-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-02 19:43:07-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-02 19:03:34-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-11 12:04:18-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-20 08:08:23-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-06-10 15:51:41-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-08 20:17:20-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-02-25 16:26:16-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-03-29 08:26:35-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-28 17:42:28-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-01 06:50:15-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-01 06:41:51-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-03-22 11:59:23-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-02-28 17:20:38-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-03-21 18:03:18-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-04-18 17:13:59-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-25 08:03:39-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-12 14:56:57-05:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2003-04-09 12:14:57-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2003-03-13 15:59:38-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-02-28 00:00:00-05:00
FOCUS Report

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