FORESIDE INVESTMENT SERVICES, LLC

SEC CIK 0000885157

CIK #885157

The following is an index of Security and Exchange Commission registration information for FORESIDE INVESTMENT SERVICES, LLC. This page includes all SEC filing details as well as a list of any documents registered by FORESIDE INVESTMENT SERVICES, LLC.
Latest Edgar Filing Status
Updated2019-02-08
TypeBROKER-DEALER
IRS Number (EIN/SSN)261900929 ( EIN # 26-1900929)
Reporting File Number008-44681
Mailing AddressTHREE CANAL PLAZA THIRD FLOOR PORTLAND, MAINE 04101
StateDELAWARE
Contact Phone207-553-7111
Fiscal Year End Date0930
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-11-30 12:13:36-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-06-18 14:54:00-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-02-16 13:36:48-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-11-29 11:40:09-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-11-29 09:20:54-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-11-19 10:58:56-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-11-19 10:57:06-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-11-20 17:08:31-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-11-20 17:07:24-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-12-03 14:14:43-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-12-03 14:05:10-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-11-21 07:22:34-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-11-21 07:20:54-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-11-29 18:03:08-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-11-29 17:52:54-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-12-14 16:02:29-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-12-14 15:54:33-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-12-17 15:42:09-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-12-16 14:52:49-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-12-10 08:55:31-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-01-17 11:39:02-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-01-26 12:19:55-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-12-29 17:59:34-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-12-09 09:16:04-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2003-12-03 15:49:47-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-12-09 14:39:59-05:00
FOCUS Report

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