SUTTER SECURITIES INCORPORATED

SEC CIK 0000891529

CIK #891529

The following is an index of Security and Exchange Commission registration information for SUTTER SECURITIES INCORPORATED. This page includes all SEC filing details as well as a list of any documents registered by SUTTER SECURITIES INCORPORATED.
Latest Edgar Filing Status
Updated2019-04-16
TypeBROKER-DEALER
IRS Number (EIN/SSN)680281016 ( EIN # 68-0281016)
Reporting File Number008-45158
Mailing Address220 MONTGOMERY STREET SUITE 468 SAN FRANCISCO, CALIFORNIA 94104
StateCALIFORNIA
Contact Phone415-352-6340
Fiscal Year End Date0630
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2018-08-30 15:51:00-04:00
FOCUS Report
X-17A-5 - FOCUS Report
2017-09-13 17:47:58-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-09-06 09:08:40-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-09-02 12:18:53-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-08-28 15:44:10-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-08-28 14:47:03-04:00
FOCUSN [Paper]
MA - Municipal Advisor Registration for Business Entities
2014-12-01 14:27:37-05:00
MA
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-12-01 16:18:41-05:00
MA-I
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-09-04 20:28:52-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-09-04 20:27:59-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-09-20 18:28:10-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-09-20 18:06:48-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-09-10 15:19:40-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-09-05 16:30:50-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-09-19 15:17:32-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-09-08 15:44:33-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-09-03 10:22:22-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-09-03 10:21:44-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-10-01 11:40:28-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-09-17 15:11:51-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-09-05 09:40:02-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-09-04 09:52:14-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-09-06 15:09:57-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-09-05 14:57:42-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-09-15 11:36:19-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-09-14 12:33:10-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-09-01 17:50:53-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-09-01 10:17:25-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-09-02 08:48:24-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-09-01 11:17:26-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-11-28 15:32:25-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-11-28 15:16:55-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2002-09-09 11:41:14-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2002-09-09 10:19:06-04:00
FOCUSN [Paper]

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