RBC CAPITAL MARKETS, LLC

SEC CIK 0000895502

CIK #895502

The following is an index of Security and Exchange Commission registration information for RBC CAPITAL MARKETS, LLC. This page includes all SEC filing details as well as a list of any documents registered by RBC CAPITAL MARKETS, LLC.
Latest Edgar Filing Status
Updated2019-02-07
TypeBROKER-DEALER
IRS Number (EIN/SSN)411416330 ( EIN # 41-1416330)
Reporting File Number008-45411
Mailing Address3 WORLD FINANCIAL CENTER 200 VESEY ST. NEW YORK, NEW YORK 10281
StateMINNESOTA
Contact Phone612-371-7868
Fiscal Year End Date1031
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-01-17 14:53:57-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-01-11 11:39:27-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-01-10 10:48:43-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-01-10 10:33:40-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-05-17 10:27:27-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-02-18 13:19:42-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-02-26 22:28:50-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-02-26 22:04:48-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-02-07 12:05:41-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-02-07 12:04:33-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-01-24 09:27:31-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-01-24 09:17:07-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-02-23 15:18:05-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-02-23 15:15:07-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-09-15 15:41:42-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-01-11 08:57:10-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-01-11 08:47:34-05:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-25 07:30:49-04:00
FOCUSN/A [Amend] [Paper]
X-17A-5/A [Amend] [Paper] - FOCUS Report
2008-02-22 10:06:05-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-01-23 09:36:34-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-01-11 08:47:13-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-01-26 12:49:47-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-01-26 12:04:43-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-01-09 09:34:15-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-12-30 14:23:42-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-02-07 10:39:28-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-02-04 15:21:56-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-08-18 16:46:24-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-01-22 10:08:11-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-01-15 18:20:50-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-01-15 17:46:23-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-02-28 00:00:00-05:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2002-05-09 15:03:25-04:00
FOCUS Report

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