COWEN EXECUTION SERVICES LLC

SEC CIK 0000917380

CIK #917380

The following is an index of Security and Exchange Commission registration information for COWEN EXECUTION SERVICES LLC. This page includes all SEC filing details as well as a list of any documents registered by COWEN EXECUTION SERVICES LLC.
Latest Edgar Filing Status
Updated2019-05-17
TypeBROKER-DEALER
IRS Number (EIN/SSN)841702964 ( EIN # 84-1702964)
Reporting File Number008-46838
Mailing Address599 LEXINGTON AVENUE 21 FLOOR NEW YORK, NEW YORK 10022
StateDELAWARE
Contact Phone646-562-1866
Fiscal Year End Date1231
Filings
Title
Date
Description
13F-NT - Quarterly report filed by institutional managers, Notice
2019-05-14 13:30:06-04:00
13F-NT
X-17A-5 - FOCUS Report
2019-03-01 12:17:45-05:00
FOCUS Report
13F-NT - Quarterly report filed by institutional managers, Notice
2019-02-13 20:03:58-05:00
13F-NT
13F-NT - Quarterly report filed by institutional managers, Notice
2018-11-13 16:23:37-05:00
13F-NT
13F-NT - Quarterly report filed by institutional managers, Notice
2018-08-14 12:50:58-04:00
13F-NT
13F-NT - Quarterly report filed by institutional managers, Notice
2018-05-15 11:41:40-04:00
13F-NT
X-17A-5 - FOCUS Report
2018-03-07 14:40:25-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2017-03-01 11:51:37-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2016-02-29 13:44:00-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-04-13 11:32:58-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-13 14:53:12-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-21 16:14:46-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-25 14:56:31-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-21 08:48:52-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-12 19:19:02-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2015-07-08 11:08:19-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-01-22 14:45:07-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-01-22 14:41:38-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-14 09:53:37-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-06-10 11:16:28-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-03-27 07:49:53-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-11 17:01:39-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2008-04-08 18:20:23-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-04-08 14:23:21-04:00
FOCUSN/A [Amend] [Paper]
X-17A-5/A [Amend] [Paper] - FOCUS Report
2008-04-08 08:58:53-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-26 18:52:25-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-11 19:16:31-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-30 16:57:04-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-03-17 12:30:05-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-10-03 12:19:36-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-07-10 10:46:13-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-04-19 13:31:20-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-03-23 20:23:23-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-29 12:07:27-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-17 11:55:45-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-19 19:24:58-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-04 00:00:00-05:00
FOCUS Report

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