SANTANDER INVESTMENT SECURITIES INC.

SEC CIK 0000931371

CIK #931371

The following is an index of Security and Exchange Commission registration information for SANTANDER INVESTMENT SECURITIES INC.. This page includes all SEC filing details as well as a list of any documents registered by SANTANDER INVESTMENT SECURITIES INC..
Latest Edgar Filing Status
Updated2019-04-12
TypeBROKER-DEALER
IRS Number (EIN/SSN)133777308 ( EIN # 13-3777308)
Reporting File Number008-47664
Mailing Address45 EAST 53RD STREET NEW YORK, NEW YORK 10022
StateDELAWARE
Contact Phone212-407-7812
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2019-03-01 17:27:18-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2018-03-01 18:53:14-05:00
FOCUS Report
13F-NT - Quarterly report filed by institutional managers, Notice
2017-08-11 15:49:28-04:00
13F-NT
13F-NT - Quarterly report filed by institutional managers, Notice
2017-05-12 11:25:09-04:00
13F-NT
X-17A-5 - FOCUS Report
2017-03-09 07:50:47-05:00
FOCUS Report
13F-NT - Quarterly report filed by institutional managers, Notice
2017-02-14 17:37:19-05:00
13F-NT
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-11 10:52:17-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-11 10:51:18-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-17 11:43:06-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-04 10:20:39-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-07-09 21:02:44-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-07-09 21:01:39-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-04-23 10:57:30-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-22 19:02:40-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-12 19:08:11-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-12 11:52:19-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-04-02 15:45:57-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-04-01 15:44:20-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-21 11:21:36-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-05 09:45:47-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-05 08:26:33-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-03-31 17:22:31-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-20 08:20:23-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-05-16 10:38:47-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-26 12:26:43-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-21 14:24:40-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-26 10:58:54-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-03-29 08:41:56-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-09-06 10:30:18-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-06-05 07:37:26-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-03-25 07:46:56-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-03-23 19:04:30-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-08-26 15:07:05-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-08-20 11:15:46-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-30 09:15:26-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-21 07:25:41-05:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2002-05-22 15:03:47-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-04 00:00:00-05:00
FOCUS Report

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