BETA CAPITAL SECURITIES LLC

SEC CIK 0000948682

CIK #948682

The following is an index of Security and Exchange Commission registration information for BETA CAPITAL SECURITIES LLC. This page includes all SEC filing details as well as a list of any documents registered by BETA CAPITAL SECURITIES LLC.
Latest Edgar Filing Status
Updated2019-02-07
TypeBROKER-DEALER
IRS Number (EIN/SSN)650634050 ( EIN # 65-0634050)
Reporting File Number008-48481
Mailing Address777 BRICKELL AVENUE SUITE 1201 MIAMI, FLORIDA 33131
StateDELAWARE
Contact Phone305-358-8114
Fiscal Year End Date1231
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-03-15 11:03:25-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-03-26 12:59:23-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-22 14:04:12-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-13 11:06:58-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-03-22 13:17:52-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-11 09:39:17-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-02 13:14:52-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-02 12:08:19-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-03-31 18:58:24-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-14 18:58:12-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-25 14:48:12-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-25 14:35:38-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-03-19 16:54:53-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-03-16 12:29:29-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-09 15:50:24-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-19 16:50:39-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-03-26 18:11:44-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-13 19:08:58-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-26 17:00:00-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-24 13:20:10-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-30 17:55:48-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-04-04 14:55:04-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-06-15 10:54:02-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-03-22 18:48:13-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-03-11 11:50:13-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-19 09:35:01-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-03-11 16:02:07-05:00
FOCUSN [Paper]
X-17A-5/A [Amend] [Paper] - FOCUS Report
2003-07-09 08:20:19-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2003-03-27 11:03:26-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-02-25 00:00:00-05:00
FOCUS Report

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