CFG CAPITAL MARKETS, LLC

SEC CIK 0001002204

CIK #1002204

The following is an index of Security and Exchange Commission registration information for CFG CAPITAL MARKETS, LLC. This page includes all SEC filing details as well as a list of any documents registered by CFG CAPITAL MARKETS, LLC.
Latest Edgar Filing Status
Updated2019-03-12
TypeBROKER-DEALER
IRS Number (EIN/SSN)522064280 ( EIN # 52-2064280)
Reporting File Number008-48726
Mailing Address6300 BLAIR HILL LANE 4TH. FLOOR BALTIMORE, MARYLAND 21209
StateCONNECTICUT
Contact Phone410-513-8771
Fiscal Year End Date1200
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-03-08 11:40:11-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2017-03-20 14:06:11-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-03-03 13:07:16-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2015-03-16 16:13:28-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2014-03-27 11:25:07-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-04-23 17:19:50-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-21 15:16:01-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-09 16:23:58-05:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-19 10:36:34-04:00
FOCUSN/A [Amend] [Paper]
X-17A-5/A [Amend] [Paper] - FOCUS Report
2012-04-19 10:29:07-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-11 08:57:53-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-04-05 11:59:33-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-04 11:21:10-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-19 16:34:44-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-19 16:20:10-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-03-27 18:46:56-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-26 18:51:11-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-28 09:04:17-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-18 19:11:22-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2007-04-12 09:14:23-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-16 08:45:20-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-04-06 14:23:28-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-07-08 16:48:57-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-06-12 10:54:18-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-04-27 09:11:18-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-03-25 19:26:09-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-01 15:41:36-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-02-26 10:46:05-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-03-27 09:47:16-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-10 18:34:55-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-07 00:00:00-05:00
FOCUS Report

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