STEPHEN A. KOHN & ASSOCIATES, LTD.

SEC CIK 0001013850

CIK #1013850

The following is an index of Security and Exchange Commission registration information for STEPHEN A. KOHN & ASSOCIATES, LTD.. This page includes all SEC filing details as well as a list of any documents registered by STEPHEN A. KOHN & ASSOCIATES, LTD..
Latest Edgar Filing Status
Updated2019-03-26
TypeBROKER-DEALER
IRS Number (EIN/SSN)841345780 ( EIN # 84-1345780)
Reporting File Number008-49279
Mailing Address7114 W. JEFFERSON AVE. SUITE 305 LAKEWOOD, COLORADO 80235
StateCOLORADO
Contact Phone303-996-5680
Fiscal Year End Date0331
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-06-05 01:08:35-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-06-04 15:04:42-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-06-15 11:25:11-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-06-15 11:23:02-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-06-03 08:14:28-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-06-02 14:50:51-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-06-04 11:26:59-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-06-04 11:19:02-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-06-04 17:53:37-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-06-04 17:52:02-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-06-14 12:45:17-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-06-01 17:57:55-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-06-01 16:11:37-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-06-10 11:35:53-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-06-10 11:20:05-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-06-04 16:44:33-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-06-04 16:32:48-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-06-03 12:38:48-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-06-06 10:16:01-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-06-12 17:08:53-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-07-07 16:09:01-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-07-19 17:25:09-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-06-09 10:32:09-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2003-06-06 08:51:33-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-06-12 14:39:09-04:00
FOCUS Report

© 2019 SEC.report
This site is not affiliated with or endorsed by the SEC.
The SEC operates under the authority of Title 17 of the Code of Federal Regulations.