THOMPSON DAVIS & CO., INC.

SEC CIK 0001017284

CIK #1017284

The following is an index of Security and Exchange Commission registration information for THOMPSON DAVIS & CO., INC.. This page includes all SEC filing details as well as a list of any documents registered by THOMPSON DAVIS & CO., INC..
Latest Edgar Filing Status
Updated2019-02-08
TypeBROKER-DEALER
IRS Number (EIN/SSN)133848035 ( EIN # 13-3848035)
Reporting File Number008-49386
Mailing Address15 SOUTH 5TH STREET 16TH FLOOR RICHMOND, VIRGINIA 23219
StateNEW YORK
Contact Phone804-644-6380
Fiscal Year End Date1231
Filings
Title
Date
Description
SC 13G/A [Amend] - Statement of acquisition of beneficial ownership by individuals
2019-02-01 10:25:27-05:00
SC 13G/A [Amend]
13F-HR - Quarterly report filed by institutional managers, Holdings
2018-11-14 11:50:59-05:00
13F-HR
13F-HR - Quarterly report filed by institutional managers, Holdings
2018-08-03 11:44:33-04:00
13F-HR
13F-HR - Quarterly report filed by institutional managers, Holdings
2018-05-02 11:21:32-04:00
13F-HR
X-17A-5/A [Amend] - FOCUS Report
2018-03-01 13:21:42-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2018-02-26 16:19:50-05:00
FOCUS Report
13F-HR - Quarterly report filed by institutional managers, Holdings
2018-02-05 16:16:35-05:00
13F-HR
SC 13G/A [Amend] - Statement of acquisition of beneficial ownership by individuals
2018-01-31 14:08:41-05:00
SC 13G/A [Amend]
SC 13G - Statement of acquisition of beneficial ownership by individuals
2018-01-31 13:03:25-05:00
SC 13G
13F-HR - Quarterly report filed by institutional managers, Holdings
2017-10-30 15:34:59-04:00
13F-HR
13F-HR - Quarterly report filed by institutional managers, Holdings
2017-08-10 09:41:52-04:00
13F-HR
13F-HR - Quarterly report filed by institutional managers, Holdings
2017-05-08 13:53:16-04:00
13F-HR
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-22 10:55:50-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-10 11:05:07-05:00
FOCUS Report
13F-HR - Quarterly report filed by institutional managers, Holdings
2017-02-07 08:55:59-05:00
13F-HR
13F-HR - Quarterly report filed by institutional managers, Holdings
2016-11-08 13:18:06-05:00
13F-HR
13F-HR - Quarterly report filed by institutional managers, Holdings
2016-08-09 14:02:47-04:00
13F-HR
13F-HR - Quarterly report filed by institutional managers, Holdings
2016-05-02 12:18:16-04:00
13F-HR
X-17A-5 [Paper] - FOCUS Report
2016-03-02 08:16:39-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-02-29 15:44:10-05:00
FOCUSN [Paper]
13F-HR - Quarterly report filed by institutional managers, Holdings
2016-02-01 17:05:00-05:00
13F-HR
13F-HR - Quarterly report filed by institutional managers, Holdings
2015-10-30 09:21:20-04:00
13F-HR
13F-HR - Quarterly report filed by institutional managers, Holdings
2015-07-24 10:00:44-04:00
13F-HR
13F-HR - Quarterly report filed by institutional managers, Holdings
2015-04-28 17:30:04-04:00
13F-HR
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-17 20:46:25-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-11 14:48:26-04:00
FOCUS Report
13F-HR - Quarterly report filed by institutional managers, Holdings
2015-02-06 16:26:18-05:00
13F-HR
SC 13G - Statement of acquisition of beneficial ownership by individuals
2015-02-04 17:41:04-05:00
SC 13G
13F-HR/A [Amend] - Quarterly report filed by institutional managers, Holdings
2014-11-05 16:17:57-05:00
13F-HR/A [Amend]
13F-HR - Quarterly report filed by institutional managers, Holdings
2014-11-04 10:52:29-05:00
13F-HR
13F-HR - Quarterly report filed by institutional managers, Holdings
2014-08-12 14:00:31-04:00
13F-HR
SC 13D - General statement of acquisition of beneficial ownership
2014-05-14 15:17:40-04:00
SC 13D
13F-HR - Quarterly report filed by institutional managers, Holdings
2014-05-09 08:50:17-04:00
13F-HR
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-09 19:29:36-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-20 16:48:40-04:00
FOCUS Report
13F-HR - Quarterly report filed by institutional managers, Holdings
2014-02-12 15:57:01-05:00
13F-HR
SC 13G/A [Amend] - Statement of acquisition of beneficial ownership by individuals
2014-02-06 17:14:27-05:00
SC 13G/A [Amend]
X-17A-5 [Paper] - FOCUS Report
2013-03-01 17:03:39-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-01 16:02:27-05:00
FOCUSN [Paper]
SC 13G/A [Amend] - Statement of acquisition of beneficial ownership by individuals
2013-02-04 11:37:58-05:00
SC 13G/A [Amend]
SC 13G - Statement of acquisition of beneficial ownership by individuals
2012-04-10 17:16:44-04:00
SC 13G
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-03-20 11:22:12-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-03-01 17:43:46-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-03-30 19:14:46-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-08 11:29:49-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-17 19:12:39-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-03 18:00:51-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-03-31 14:44:09-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-16 16:23:57-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-24 11:33:35-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-18 17:41:38-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2007-04-19 11:11:29-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-03-20 16:53:19-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-03-08 18:20:52-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-05-10 07:29:40-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-05-03 13:53:03-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-10 18:35:51-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-03-07 18:04:04-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-03-18 09:20:23-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-03-05 09:12:48-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-28 16:58:00-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-21 10:06:52-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-04 00:00:00-05:00
FOCUS Report

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