SANTANDER SECURITIES LLC

SEC CIK 0001021478

CIK #1021478

The following is an index of Security and Exchange Commission registration information for SANTANDER SECURITIES LLC. This page includes all SEC filing details as well as a list of any documents registered by SANTANDER SECURITIES LLC.
Latest Edgar Filing Status
Updated2019-04-11
TypeBROKER-DEALER
IRS Number (EIN/SSN)660534068 ( EIN # 66-0534068)
Reporting File Number008-49571
Mailing Address2 MORRISSEY BOULEVARD MAIL CODE: MA1-MB2-03-17 DORCHESTER, MASSACHUSETTS 02125
StatePUERTO RICO
Contact Phone617-474-5426
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-03-08 10:57:23-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2017-03-15 16:22:27-04:00
FOCUS Report
X-17A-5 - FOCUS Report
2016-03-04 09:42:48-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-21 11:20:29-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-11 09:08:35-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2014-03-25 11:28:24-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-07-02 18:03:11-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-12 11:35:14-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-04-05 09:32:17-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-04-05 11:29:46-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-15 17:09:39-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-05 10:45:40-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-05 10:03:01-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-03-31 17:25:45-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-20 08:25:39-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-03-27 12:54:52-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-25 17:46:45-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-05-01 17:46:52-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-03-30 15:02:07-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-10-12 16:10:36-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-06-09 15:30:18-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2005-05-23 08:58:15-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-04-26 11:27:37-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-03-24 08:57:17-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-08-20 13:09:27-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-16 17:03:13-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-19 18:54:53-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-04 00:00:00-05:00
FOCUS Report

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