SIEBERT CISNEROS SHANK & CO., L.L.C.

SEC CIK 0001030411

CIK #1030411

The following is an index of Security and Exchange Commission registration information for SIEBERT CISNEROS SHANK & CO., L.L.C.. This page includes all SEC filing details as well as a list of any documents registered by SIEBERT CISNEROS SHANK & CO., L.L.C..
Latest Edgar Filing Status
Updated2019-02-07
TypeBROKER-DEALER
IRS Number (EIN/SSN)133932653 ( EIN # 13-3932653)
Reporting File Number008-49877
Mailing Address1999 HARRISON ST, SUITE 2720 OAKLAND, CALIFORNIA 94612
StateDELAWARE
Contact Phone(646) 775-4841
Fiscal Year End Date1231
Filings
Title
Date
Description
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2019-03-01 17:28:07-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2019-01-31 11:01:45-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2019-01-31 11:01:26-05:00
MA-I/A [Amend]
MA-I - Application for Municipal Advisor Registration for Natural Persons
2019-01-29 11:40:12-05:00
MA-I
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2019-01-29 11:41:48-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2019-01-29 11:47:34-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2019-01-29 11:46:52-05:00
MA-I/A [Amend]
MA-I - Application for Municipal Advisor Registration for Natural Persons
2019-01-29 11:44:42-05:00
MA-I
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2019-01-29 11:53:43-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2019-01-29 11:51:08-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2019-01-29 11:50:06-05:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2019-01-29 11:49:23-05:00
MA-I/A [Amend]
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2019-02-05 14:09:01-05:00
MA-A
X-17A-5 [Paper] - FOCUS Report
2018-04-02 11:59:51-04:00
FOCUS Report
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2018-01-12 11:55:59-05:00
MA-A
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2017-11-02 15:39:56-04:00
MA/A [Amend]
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2017-10-12 08:59:16-04:00
MA/A [Amend]
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-10-06 17:31:06-04:00
MA-I
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2017-10-04 08:34:54-04:00
MA-I/A [Amend]
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-09-14 16:19:38-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-09-14 16:19:30-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-09-14 16:19:22-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-09-14 16:19:13-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-09-14 16:19:03-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-09-14 09:26:58-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-09-12 15:12:38-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-09-12 15:12:30-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-09-12 15:12:22-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-09-12 15:12:09-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-09-12 12:20:22-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-08-23 14:49:23-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-08-23 14:48:43-04:00
MA-I
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2017-08-10 13:44:23-04:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2017-08-10 13:44:16-04:00
MA-I/A [Amend]
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-08-08 18:47:29-04:00
MA-I
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2017-06-08 10:52:28-04:00
MA/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2017-06-02 11:33:50-04:00
MA-I/A [Amend]
MA-I - Application for Municipal Advisor Registration for Natural Persons
2017-05-11 08:06:09-04:00
MA-I
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2017-03-31 12:38:20-04:00
MA-A
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2017-03-31 12:03:51-04:00
MA-I/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2017-03-31 08:15:10-04:00
MA-I/A [Amend]
X-17A-5 [Paper] - FOCUS Report
2017-03-13 19:17:23-04:00
FOCUS Report
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2016-10-19 11:26:43-04:00
MA/A [Amend]
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2016-09-07 14:26:32-04:00
MA/A [Amend]
X-17A-5 [Paper] - FOCUS Report
2016-03-21 13:13:28-04:00
FOCUS Report
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2015-12-14 12:23:54-05:00
MA/A [Amend]
MA-I - Application for Municipal Advisor Registration for Natural Persons
2015-12-11 08:55:42-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2015-07-01 11:29:03-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2015-04-20 15:02:28-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2015-04-20 15:02:20-04:00
MA-I
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2015-04-20 15:59:40-04:00
MA-A
X-17A-5 [Paper] - FOCUS Report
2015-03-12 11:01:37-04:00
FOCUS Report
MA - Municipal Advisor Registration for Business Entities
2014-08-28 11:04:36-04:00
MA
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-08-28 12:07:50-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-08-28 12:07:06-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-08-28 12:06:43-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-08-28 12:05:43-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-08-28 12:05:06-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-08-28 12:04:44-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-08-28 12:04:14-04:00
MA-I
X-17A-5 [Paper] - FOCUS Report
2014-03-21 10:21:06-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-03-09 09:07:40-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-03-19 08:43:45-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-10 08:32:22-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-03 10:11:32-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-03-18 08:31:32-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-03-26 10:01:14-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-03-28 17:40:50-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-04-13 18:43:56-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-10 13:29:28-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-26 13:33:01-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2003-03-21 11:04:35-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-01 00:00:00-05:00
FOCUS Report

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