NORTHERN FUNDS DISTRIBUTORS, LLC

SEC CIK 0001068941

CIK #1068941

The following is an index of Security and Exchange Commission registration information for NORTHERN FUNDS DISTRIBUTORS, LLC. This page includes all SEC filing details as well as a list of any documents registered by NORTHERN FUNDS DISTRIBUTORS, LLC.
Latest Edgar Filing Status
Updated2019-02-08
TypeBROKER-DEALER
IRS Number (EIN/SSN)391657495 ( EIN # 39-1657495)
Reporting File Number008-51242
Mailing AddressTHREE CANAL PLAZA 3RD FLOOR PORTLAND, MAINE 04101
StateWISCONSIN
Contact Phone(207) 553-7111
Fiscal Year End Date1231
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2019-04-05 12:48:38-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2019-04-04 11:47:27-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-03-13 11:25:56-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-03-12 14:03:23-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-22 09:20:48-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-13 11:08:55-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-02-26 12:55:26-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-02-26 12:42:26-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-02 19:45:30-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-02 19:06:22-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-11 12:01:06-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-20 08:05:04-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-03-04 12:03:22-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-02-25 16:15:46-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-03-29 08:32:13-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-28 17:44:34-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-16 13:28:51-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-03 19:44:58-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-03-23 18:30:04-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-03-21 09:56:36-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-03-30 10:15:57-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-05-25 09:18:50-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-17 13:57:31-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-22 17:11:02-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2003-03-20 16:53:12-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-01 00:00:00-05:00
FOCUS Report

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