FORESIDE FUND SERVICES, LLC

SEC CIK 0001071204

CIK #1071204

The following is an index of Security and Exchange Commission registration information for FORESIDE FUND SERVICES, LLC. This page includes all SEC filing details as well as a list of any documents registered by FORESIDE FUND SERVICES, LLC.
Latest Edgar Filing Status
Updated2019-02-08
TypeBROKER-DEALER
IRS Number (EIN/SSN)010520535 ( EIN # 01-0520535)
Reporting File Number008-51293
Mailing AddressTHREE CANAL PLAZA 3RD FLOOR PORTLAND, MAINE 04101
StateDELAWARE
Contact Phone207-553-7111
Fiscal Year End Date1231
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-03-13 11:06:15-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-03-12 13:43:10-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2017-03-01 10:54:52-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-02-26 12:51:46-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-02-26 12:38:35-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-02 19:43:42-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-02 19:04:24-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-11 15:04:56-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-20 08:00:31-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-03-09 14:00:32-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-03-01 18:46:31-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-03-29 08:36:07-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-28 17:47:15-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-06-25 18:38:45-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-11 18:22:37-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-03-30 18:47:42-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-04-15 13:41:55-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-03-07 07:32:45-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-04-12 16:41:41-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-02 16:11:12-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-16 15:52:41-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-03 16:56:24-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-13 18:46:48-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-02-28 00:00:00-05:00
FOCUS Report

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