FORESIDE FUND SERVICES, LLC

The following is an index of Security and Exchange Commission registration information for FORESIDE FUND SERVICES, LLC. This page includes all SEC filing details as well as a list of any documents registered by FORESIDE FUND SERVICES, LLC.

Updated	2019-02-08
Type	BROKER-DEALER
IRS Number (EIN/SSN)	010520535 ( EIN # 01-0520535)
Reporting File Number	008-51293
Mailing Address	THREE CANAL PLAZA 3RD FLOOR PORTLAND, MAINE 04101
State	DELAWARE
Contact Phone	207-553-7111
Fiscal Year End Date	1231

Title Date	Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2018-03-13 11:06:15-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2018-03-12 13:43:10-04:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2017-03-01 10:54:52-05:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2016-02-26 12:51:46-05:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2016-02-26 12:38:35-05:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2015-03-02 19:43:42-05:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2015-03-02 19:04:24-05:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2014-04-11 15:04:56-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2014-03-20 08:00:31-04:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2013-03-09 14:00:32-05:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2012-03-01 18:46:31-05:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2011-03-29 08:36:07-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2011-03-28 17:47:15-04:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2010-06-25 18:38:45-04:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2010-03-11 18:22:37-05:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2009-03-30 18:47:42-04:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2008-04-15 13:41:55-04:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2007-03-07 07:32:45-05:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2006-04-12 16:41:41-04:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2005-03-02 16:11:12-05:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2004-03-16 15:52:41-05:00	FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers 2003-04-03 16:56:24-05:00	FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report 2003-03-13 18:46:48-05:00	FOCUS Report
X-17A-5 [Paper] - FOCUS Report 2002-02-28 00:00:00-05:00	FOCUS Report