EMERGING GROWTH EQUITIES, LTD.

SEC CIK 0001082230

CIK #1082230

The following is an index of Security and Exchange Commission registration information for EMERGING GROWTH EQUITIES, LTD.. This page includes all SEC filing details as well as a list of any documents registered by EMERGING GROWTH EQUITIES, LTD..
Latest Edgar Filing Status
Updated2019-02-13
TypeBROKER-DEALER
IRS Number (EIN/SSN)232988717 ( EIN # 23-2988717)
Reporting File Number008-51642
Mailing Address1150 FIRST AVE PARK VIEW TOWER, SUITE 450 KING OF PRUSSIA, PENNSYLVANIA 19406-2816
StatePENNSYLVANIA
Contact Phone610-783-4760
Fiscal Year End Date1231
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2019-04-16 11:07:53-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2019-04-15 11:05:59-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-03-15 17:05:13-04:00
FOCUSN/A [Amend] [Paper]
X-17A-5/A [Amend] [Paper] - FOCUS Report
2018-03-15 16:59:04-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-02-28 15:23:39-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-02-28 10:35:38-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-22 13:15:01-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-09 12:55:20-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-21 09:35:10-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-21 09:34:08-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-18 11:43:18-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-09 17:21:25-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-17 11:29:49-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-20 20:23:54-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-19 13:38:47-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-13 10:23:20-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-02-29 14:24:26-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-02-29 11:29:11-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-22 09:06:04-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-02 19:20:24-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-03-17 08:23:21-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-03-20 16:56:09-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-03-06 07:34:34-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-04-18 17:44:00-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-09 15:18:36-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-12 15:01:42-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2003-03-12 19:03:29-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-02-20 00:00:00-05:00
FOCUS Report

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