BROKERTEC AMERICAS LLC

SEC CIK 0001086853

CIK #1086853

The following is an index of Security and Exchange Commission registration information for BROKERTEC AMERICAS LLC. This page includes all SEC filing details as well as a list of any documents registered by BROKERTEC AMERICAS LLC.
Latest Edgar Filing Status
Updated2019-04-15
TypeBROKER-DEALER
IRS Number (EIN/SSN)223659664 ( EIN # 22-3659664)
Reporting File Number008-51803
Mailing Address4 TIMES SQUARE 14TH FLOOR NEW YORK, NEW YORK 10036
StateDELAWARE
Contact Phone(212)-704-5491
Fiscal Year End Date0331
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2018-06-18 14:44:58-04:00
FOCUS Report
X-17A-5 - FOCUS Report
2018-05-30 14:28:44-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-06-05 11:57:32-04:00
FOCUSN [Paper]
X-17A-5 - FOCUS Report
2016-05-26 14:25:46-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-06-02 18:45:18-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-06-02 18:43:04-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-05-31 10:30:22-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-05-31 10:29:19-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-06-14 17:02:42-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-06-14 14:21:22-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-07-27 13:12:29-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-08-01 10:19:22-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-06-04 14:19:55-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-06-08 14:16:54-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-06-07 17:00:44-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-06-08 10:44:01-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-06-08 09:51:42-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-07-30 08:10:12-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-07-30 07:53:07-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-06-06 09:35:53-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-06-05 12:18:38-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-06-25 16:06:01-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-06-12 12:31:19-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-06-21 20:11:44-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-06-21 20:01:15-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-06-16 16:07:23-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-06-15 16:47:29-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-07-02 11:24:53-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-06-30 09:28:30-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-30 09:37:24-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-20 14:45:49-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-01 00:00:00-05:00
FOCUS Report

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