STERLING CAPITAL DISTRIBUTORS, LLC

SEC CIK 0001108328

CIK #1108328

The following is an index of Security and Exchange Commission registration information for STERLING CAPITAL DISTRIBUTORS, LLC. This page includes all SEC filing details as well as a list of any documents registered by STERLING CAPITAL DISTRIBUTORS, LLC.
Latest Edgar Filing Status
Updated2019-02-08
TypeBROKER-DEALER
IRS Number (EIN/SSN)383869882 ( EIN # 38-3869882)
Reporting File Number008-52396
Mailing Address899 CASSATT ROAD 400 BERWYN PARK, SUITE 110 BERWYN, PENNSYLVANIA 19312
StateDELAWARE
Contact Phone484-320-6239
Fiscal Year End Date1231
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-03-13 11:35:58-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-03-12 14:11:40-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-22 09:49:28-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-13 11:26:52-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-02-26 12:55:11-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-02-26 12:47:44-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-02 19:41:11-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-02 18:53:58-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-01 14:39:29-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-16 12:47:00-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-21 10:43:33-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-09 10:32:01-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-04-04 16:09:35-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-30 11:39:23-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-06 10:13:53-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-03-17 21:39:32-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-03-20 15:38:28-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-03-30 10:18:59-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-05-22 18:16:22-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-17 14:22:25-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-23 17:00:13-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2003-04-09 13:02:44-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2002-03-22 00:00:00-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-01 00:00:00-05:00
FOCUS Report

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