WELLS NELSON & ASSOCIATES, L.L.C.

SEC CIK 0001111640

CIK #1111640

The following is an index of Security and Exchange Commission registration information for WELLS NELSON & ASSOCIATES, L.L.C.. This page includes all SEC filing details as well as a list of any documents registered by WELLS NELSON & ASSOCIATES, L.L.C..
Latest Edgar Filing Status
Updated2019-04-11
TypeBROKER-DEALER
IRS Number (EIN/SSN)731583729 ( EIN # 73-1583729)
Reporting File Number008-52490
Mailing AddressTWO LEADERSHIP SQUARE, 211 N. ROBINSON SUITE 1600 OKLAHOMA CITY, OKLAHOMA 73102
StateOKLAHOMA
Contact Phone(405)239-9000
Fiscal Year End Date1231
Filings
Title
Date
Description
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2019-04-09 16:01:38-04:00
MA-A
X-17A-5 [Paper] - FOCUS Report
2019-03-18 12:52:59-04:00
FOCUS Report
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2018-04-20 12:30:40-04:00
MA-A
X-17A-5 [Paper] - FOCUS Report
2018-03-12 17:28:28-04:00
FOCUS Report
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2017-09-15 06:39:45-04:00
MA-I/A [Amend]
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2017-07-25 18:27:43-04:00
MA/A [Amend]
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2017-03-28 17:13:27-04:00
MA-A
X-17A-5 [Paper] - FOCUS Report
2017-03-10 11:13:02-05:00
FOCUS Report
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2016-03-28 11:41:18-04:00
MA-A
X-17A-5 [Paper] - FOCUS Report
2016-03-08 13:13:59-05:00
FOCUS Report
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2015-07-16 17:58:34-04:00
MA/A [Amend]
X-17A-5 [Paper] - FOCUS Report
2015-03-11 14:35:41-04:00
FOCUS Report
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2015-02-23 15:08:24-05:00
MA-A
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-09-05 09:22:30-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-09-05 09:22:12-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-09-05 09:21:55-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-09-05 09:21:40-04:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-09-05 09:21:24-04:00
MA-I
MA - Municipal Advisor Registration for Business Entities
2014-09-05 09:05:08-04:00
MA
X-17A-5 [Paper] - FOCUS Report
2014-03-27 13:11:39-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-03-04 19:17:46-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-03-01 17:45:35-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-08 11:48:14-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-11 07:34:42-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-03-17 11:04:23-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-02-28 17:29:00-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-03-14 16:51:22-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-05-01 09:19:30-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-10 12:24:42-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-04 13:05:59-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2003-03-05 20:18:30-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-02-25 00:00:00-05:00
FOCUS Report

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