De Guardiola Advisors, Llc

SEC CIK #0001116110

De Guardiola Advisors, Llc is a broker-dealer registered with the U.S. Security and Exchange Commission. This page includes all SEC filing details as well as a list of any documents (S-1, Prospecuts, Current Reports, 8-K, 10K, Annual Reports) registered by De Guardiola Advisors, Llc.

Company Details
IRS Number (EIN)412876827 ( EIN # 41-2876827)
Reporting File Number008-52632
Regulated Entity TypeBroker - Dealer
State of IncorpporationFLORIDA
Fiscal Year End12-31
Date of Edgar Filing Update2019-07-08
Business Address1 NORTH CLEMATIS STREET
SUITE 307
WEST PALM BEACH FL 33401
Business Phone732 713 5023
Mailing Address12 LAGOMAR ROAD
31ST FLOOR, SUITE 3180
PALM BEACH FL 10022

Documents Filed
De Guardiola Advisors, Llc SEC Filings RSS Feed

Form
Title
Date
FOCUSN
2019-04-05 12:24:41
X-17A-5
2019-04-04 10:43:21
X-17A-5
2018-03-16 14:01:34
FOCUSN
2018-03-16 11:34:34
FOCUSN
2017-03-22 16:19:43
X-17A-5
2017-03-16 22:35:33
FOCUSN
2016-02-26 12:27:55
X-17A-5
2016-02-26 11:37:37
FOCUSN
2015-03-19 15:07:11
X-17A-5
2015-03-13 12:39:10
FOCUSN
2014-04-18 09:04:07
X-17A-5
2014-03-27 16:30:34
FOCUSN
2013-03-22 15:08:40
X-17A-5
2013-03-09 14:42:59
X-17A-5
2012-02-29 14:23:32
FOCUSN
2012-02-29 11:27:23
FOCUSN
2011-03-03 09:01:48
X-17A-5
2011-03-02 15:11:58
FOCUSN
2010-03-12 09:31:41
X-17A-5
2010-03-08 16:20:40
FOCUSN
2009-03-31 14:50:51
X-17A-5
2009-03-17 08:29:59
FOCUSN
2008-03-25 08:43:34
X-17A-5
2008-03-11 12:22:55
FOCUSN
2007-04-30 18:33:27
X-17A-5
2007-04-05 09:56:00
X-17A-5
2006-09-20 14:19:59
FOCUSN
2006-06-29 19:41:43
FOCUSN
2005-04-01 14:45:58
X-17A-5
2005-03-28 14:44:00
FOCUSN
2004-04-01 19:11:32
X-17A-5
2004-03-29 13:11:59
X-17A-5
2003-04-15 08:28:04
X-17A-5
2002-06-07 17:40:14

0-50 of 34 Results

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DE GUARDIOLA ADVISORS, LLC of FLORIDA0001116110
de Guardiola Roberto A. Jr.0001655516

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