CAROLINAS INVESTMENT CONSULTING LLC

SEC CIK 0001122462

CIK #1122462

The following is an index of Security and Exchange Commission registration information for CAROLINAS INVESTMENT CONSULTING LLC. This page includes all SEC filing details as well as a list of any documents registered by CAROLINAS INVESTMENT CONSULTING LLC.
Latest Edgar Filing Status
Updated2019-04-11
TypeBROKER-DEALER
IRS Number (EIN/SSN)562204766 ( EIN # 56-2204766)
Reporting File Number008-52837
Mailing Address5605 CARNEGIE BOULEVARD - SUITE 400 CHARLOTTE, NORTH CAROLINA 28209
StateNORTH CAROLINA
Contact Phone704 643-2455
Filings
Title
Date
Description
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-04-02 10:12:22-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2018-04-02 10:09:40-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2017-03-13 12:08:39-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-07-11 13:08:07-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-22 11:41:36-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-14 09:38:18-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-11 11:39:17-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-19 18:08:01-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-13 14:05:39-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-07 09:11:49-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-15 18:32:35-04:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-04-05 17:40:52-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-21 18:22:37-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-16 09:06:22-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-06 09:43:50-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-04-04 12:15:01-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-03-23 11:54:23-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-19 11:11:28-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-18 14:15:02-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-12 07:30:27-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-03-31 18:19:31-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-25 14:23:02-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-28 08:40:25-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-26 11:49:40-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-26 09:06:22-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-03-29 18:44:42-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-09-06 10:47:58-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-06-02 16:19:14-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-03-23 08:32:13-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-03-15 16:33:05-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-04-05 19:10:09-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-03-26 14:27:16-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-29 13:36:48-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-19 17:58:10-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-01 00:00:00-05:00
FOCUS Report

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