ALLEGIANCE CAPITAL, L.L.C.

SEC CIK 0001127577

CIK #1127577

The following is an index of Security and Exchange Commission registration information for ALLEGIANCE CAPITAL, L.L.C.. This page includes all SEC filing details as well as a list of any documents registered by ALLEGIANCE CAPITAL, L.L.C..
Latest Edgar Filing Status
Updated2019-03-12
TypeBROKER-DEALER
IRS Number (EIN/SSN)010538310 ( EIN # 01-0538310)
Reporting File Number008-52978
Mailing Address50 DONALD B. DEAN DRIVE SUITE ONE SOUTH PORTLAND, MAINE 04106
StateMAINE
Contact Phone207 879-2352
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-04-20 13:31:56-04:00
FOCUS Report
X-17A-5 - FOCUS Report
2017-03-01 14:34:21-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2016-02-29 18:45:45-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2015-04-30 16:22:57-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2014-06-11 19:59:40-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2013-03-27 09:27:30-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-03-12 14:07:51-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2012-04-17 10:50:35-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-05-07 16:07:34-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-14 10:17:34-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2010-04-12 09:33:11-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-09 16:42:27-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-03-11 09:45:08-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-03-10 16:40:33-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2007-05-29 11:18:35-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-05-16 14:08:29-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-05-26 07:51:47-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-14 09:08:12-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-23 12:21:05-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2003-03-13 18:08:24-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-02-25 00:00:00-05:00
FOCUS Report

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