LEGG MASON INVESTOR SERVICES, LLC

SEC CIK 0001132573

CIK #1132573

The following is an index of Security and Exchange Commission registration information for LEGG MASON INVESTOR SERVICES, LLC. This page includes all SEC filing details as well as a list of any documents registered by LEGG MASON INVESTOR SERVICES, LLC.
Latest Edgar Filing Status
Updated2019-04-19
TypeBROKER-DEALER
IRS Number (EIN/SSN)134146187 ( EIN # 13-4146187)
Reporting File Number008-53089
Mailing Address100 INTERNATIONAL DRIVE BALTIMORE, MARYLAND 21202
StateDELAWARE
Contact Phone410-454-5981
Fiscal Year End Date0331
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2018-05-30 17:13:20-04:00
FOCUS Report
X-17A-5 - FOCUS Report
2017-05-24 17:23:17-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-06-02 12:05:21-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-05-31 15:32:59-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-06-02 17:13:20-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-06-02 17:11:35-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-06-04 17:44:33-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-06-04 17:43:02-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-06-14 12:46:43-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-06-14 12:32:35-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-06-15 14:36:04-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-06-12 08:26:40-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-06-07 11:47:54-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-06-07 11:41:37-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-06-10 18:00:10-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-06-10 08:05:42-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-06-03 12:38:07-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-06-03 12:35:54-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-06-06 07:57:24-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-06-05 12:15:31-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-06-25 15:18:32-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-06-12 16:40:59-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-07-26 08:54:12-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-08-22 08:59:37-04:00
FOCUSN [Paper]
X-17A-5/A [Amend] [Paper] - FOCUS Report
2005-04-18 12:39:56-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-08 09:44:56-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-03 09:44:46-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2003-03-21 10:01:43-05:00
FOCUS Report

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