KATALYST SECURITIES LLC

SEC CIK 0001139140

CIK #1139140

The following is an index of Security and Exchange Commission registration information for KATALYST SECURITIES LLC. This page includes all SEC filing details as well as a list of any documents registered by KATALYST SECURITIES LLC.
Latest Edgar Filing Status
Updated2019-03-18
TypeBROKER-DEALER
IRS Number (EIN/SSN)233071873 ( EIN # 23-3071873)
Reporting File Number008-53260
Mailing Address630 THIRD AVENUE 5TH FLOOR NEW YORK, NEW YORK 10017
StateDELAWARE
Contact Phone2124006993
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2019-02-28 20:31:17-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2018-03-01 14:44:22-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2017-03-01 12:23:25-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-06-03 07:23:29-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-06-15 13:05:58-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-10 10:33:20-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2014-03-27 14:43:36-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-04-16 09:07:12-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-04-05 12:32:05-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-04-29 10:47:46-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-15 16:04:11-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-04-01 11:30:44-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-26 14:11:04-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-26 07:51:09-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-21 09:44:33-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-26 19:49:44-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-03-27 10:03:59-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-10-03 17:12:23-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-06-19 11:35:32-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-03-22 18:49:59-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-03-11 11:51:27-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-03 10:04:02-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2003-03-21 11:45:59-05:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2002-05-31 16:20:39-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2002-03-05 00:00:00-05:00
FOCUS Report

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