FIRST NATIONAL CAPITAL MARKETS, INC.

SEC CIK 0001146119

CIK #1146119

The following is an index of Security and Exchange Commission registration information for FIRST NATIONAL CAPITAL MARKETS, INC.. This page includes all SEC filing details as well as a list of any documents registered by FIRST NATIONAL CAPITAL MARKETS, INC..
Latest Edgar Filing Status
Updated2019-03-18
TypeBROKER-DEALER
IRS Number (EIN/SSN)470844069 ( EIN # 47-0844069)
Reporting File Number008-53514
Mailing Address1620 DODGE STREET 10TH FLOOR, MAIL STOP 1104 OMAHA, NEBRASKA 68197
StateNEBRASKA
Contact Phone402-602-6921
Filings
Title
Date
Description
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2019-03-15 11:38:14-04:00
MA-A
X-17A-5 - FOCUS Report
2019-02-28 18:06:37-05:00
FOCUS Report
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2018-08-22 10:54:40-04:00
MA/A [Amend]
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2018-08-22 08:51:36-04:00
MA/A [Amend]
X-17A-5 - FOCUS Report
2018-05-30 14:45:05-04:00
FOCUS Report
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2018-03-29 17:04:47-04:00
MA-A
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2017-08-16 15:15:30-04:00
MA-I/A [Amend]
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2017-04-11 14:24:59-04:00
MA-A
X-17A-5 [Paper] - FOCUS Report
2017-03-10 11:29:05-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-22 12:09:14-04:00
FOCUSN [Paper]
MA/A [Amend] - Municipal Advisor Registration for Business Entities
2016-07-13 13:50:27-04:00
MA/A [Amend]
MA-I/A [Amend] - Application for Municipal Advisor Registration for Natural Persons
2016-07-12 13:43:25-04:00
MA-I/A [Amend]
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2016-04-06 14:46:18-04:00
MA-A
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-25 12:10:18-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-25 12:03:39-04:00
FOCUS Report
MA-A - Annual Update of Munipal Advisor Registration for Business Entities
2015-12-16 14:55:44-05:00
MA-A
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-02 11:18:25-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-02 10:34:31-05:00
FOCUS Report
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-12-18 17:56:24-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-12-18 17:56:19-05:00
MA-I
MA-I - Application for Municipal Advisor Registration for Natural Persons
2014-12-18 17:56:14-05:00
MA-I
MA - Municipal Advisor Registration for Business Entities
2014-12-18 17:17:20-05:00
MA
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-03-31 19:58:04-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-16 12:21:59-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-16 10:25:52-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-13 15:13:49-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-06 11:18:44-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-04-05 10:44:56-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-03-29 14:50:26-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-03-17 12:18:03-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-03-27 13:56:06-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-03-27 11:18:25-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-03-31 14:02:03-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-18 08:23:58-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-03-24 12:46:23-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-21 17:06:57-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-04-16 11:15:08-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-03-07 07:19:03-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-10-31 15:53:56-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-10-27 14:46:41-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2005-04-12 10:25:43-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2005-04-06 15:16:33-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-08-24 17:23:08-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-08-24 15:11:40-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-03-25 09:42:57-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-12 13:50:34-05:00
FOCUS Report

© 2019 SEC.report
This site is not affiliated with or endorsed by the SEC.
The SEC operates under the authority of Title 17 of the Code of Federal Regulations.