WFS, LLC

SEC CIK 0001146175

CIK #1146175

The following is an index of Security and Exchange Commission registration information for WFS, LLC. This page includes all SEC filing details as well as a list of any documents registered by WFS, LLC.
Latest Edgar Filing Status
Updated2019-02-12
TypeBROKER-DEALER
IRS Number (EIN/SSN)043554576 ( EIN # 04-3554576)
Reporting File Number008-53565
Mailing AddressONE BOSTON PLACE 41ST FLOOR BOSTON, MASSACHUSETTS 02108
StateDELAWARE
Contact Phone617-531-3117
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-03-15 15:42:31-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2017-03-16 14:16:41-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-03-03 17:16:48-05:00
FOCUS Report
FOCUSN/A [Amend] [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-17 19:02:43-04:00
FOCUSN/A [Amend] [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-17 18:52:01-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-04 17:31:02-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-05 09:22:32-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-04-05 09:21:47-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-22 18:09:01-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-13 15:58:30-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-12-05 14:02:15-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-04-05 17:40:55-04:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-09-20 16:57:11-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2011-04-05 14:10:43-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-03 18:29:21-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-03-26 18:05:54-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-03-16 12:53:36-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-24 11:19:10-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-18 17:39:23-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-03-05 15:37:27-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-03-01 12:41:09-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-06-23 18:32:20-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-04-26 20:09:49-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-15 09:26:20-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2004-04-01 18:24:25-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2004-03-24 15:54:32-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2003-04-03 20:10:27-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2003-03-13 18:03:07-05:00
FOCUS Report

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