RBC CAPITAL MARKETS ARBITRAGE, S.A.

SEC CIK 0001175033

CIK #1175033

The following is an index of Security and Exchange Commission registration information for RBC CAPITAL MARKETS ARBITRAGE, S.A.. This page includes all SEC filing details as well as a list of any documents registered by RBC CAPITAL MARKETS ARBITRAGE, S.A..
Latest Edgar Filing Status
Updated2019-03-22
TypeBROKER-DEALER
IRS Number (EIN/SSN)980358048 ( EIN # 98-0358048)
Reporting File Number008-65401
Mailing Address3 WORLD FINANCIAL CENTER 200 VESEY STREET - 14TH FLOOR NEW YORK, NEW YORK 10281
StateUNKNOWN
Contact Phone212-428-6974
Fiscal Year End Date1031
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-01-11 13:37:29-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-01-11 11:38:11-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-01-10 10:40:37-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-01-10 10:14:00-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-07-29 09:49:46-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-02-18 12:48:07-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-02-26 22:25:08-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-02-26 22:01:43-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-02-07 12:03:20-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-02-07 12:01:39-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-01-24 09:24:36-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-01-24 09:15:19-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-02-23 15:12:21-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-02-23 15:10:48-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-02-24 12:16:36-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2011-02-24 11:39:37-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2010-01-11 08:58:00-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2010-01-11 08:48:26-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2009-10-01 11:47:47-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2009-09-17 15:21:59-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2008-03-25 07:21:01-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2008-03-07 16:53:08-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2007-06-13 16:24:11-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2007-06-13 16:16:52-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-03-09 09:53:10-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-01-27 10:33:17-05:00
FOCUS Report

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