STERLING MONROE SECURITIES, LLC

SEC CIK 0001182719

CIK #1182719

The following is an index of Security and Exchange Commission registration information for STERLING MONROE SECURITIES, LLC. This page includes all SEC filing details as well as a list of any documents registered by STERLING MONROE SECURITIES, LLC.
Latest Edgar Filing Status
Updated2019-04-11
TypeBROKER-DEALER
IRS Number (EIN/SSN)753049285 ( EIN # 75-3049285)
Reporting File Number008-65527
Mailing Address168 FOREST AVENUE LOCUST VALLEY, NEW YORK 11560
StateNEW YORK
Contact Phone516-759-5735
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-04-27 13:46:29-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-03-20 13:24:27-04:00
FOCUSN [Paper]
X-17A-5/A [Amend] [Paper] - FOCUS Report
2017-05-15 11:03:41-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-21 10:48:57-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-03-14 16:11:06-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2016-12-28 14:35:00-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2016-03-17 08:19:50-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2015-03-26 16:54:44-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-14 09:12:14-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-18 08:59:46-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2013-03-11 09:00:44-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-04-04 10:08:42-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-25 14:57:24-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2010-04-27 08:40:21-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-15 19:43:48-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2009-04-01 17:05:24-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-03-17 20:58:37-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-03-20 10:59:12-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-03-13 18:34:15-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-05-31 18:59:42-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-14 10:17:09-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2004-03-29 10:41:41-05:00
FOCUS Report

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