CG COMPASS (USA) LLC

SEC CIK 0001271923

CIK #1271923

The following is an index of Security and Exchange Commission registration information for CG COMPASS (USA) LLC. This page includes all SEC filing details as well as a list of any documents registered by CG COMPASS (USA) LLC.
Latest Edgar Filing Status
Updated2019-05-13
TypeBROKER-DEALER
IRS Number (EIN/SSN)364540705 ( EIN # 36-4540705)
Reporting File Number008-66263
Mailing Address135 EAST 57TH STREET 30TH FLOOR NEW YORK, NEW YORK 10022
StateDELAWARE
Contact Phone212-355-7630
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 - FOCUS Report
2019-02-27 14:45:18-05:00
FOCUS Report
X-17A-5 - FOCUS Report
2018-02-28 13:16:51-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2017-05-02 15:53:08-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-05-02 17:22:44-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-02-23 15:35:36-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-02-23 15:16:55-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-02-24 10:26:15-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-02-24 10:05:27-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-03-31 15:39:32-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-15 10:51:12-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-19 12:54:44-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-07 21:13:33-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2012-02-24 10:07:12-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-04 15:24:11-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-08 16:15:16-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-03-03 10:26:32-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-03-11 14:43:17-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-03-14 09:43:50-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2006-05-18 17:03:17-04:00
FOCUS Report
X-17A-5/A [Amend] [Paper] - FOCUS Report
2005-05-10 09:05:05-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2005-03-09 19:57:02-05:00
FOCUS Report

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