STERN CAPITAL LLC

SEC CIK 0001285202

CIK #1285202

The following is an index of Security and Exchange Commission registration information for STERN CAPITAL LLC. This page includes all SEC filing details as well as a list of any documents registered by STERN CAPITAL LLC.
Latest Edgar Filing Status
Updated2019-02-08
TypeBROKER-DEALER
IRS Number (EIN/SSN)900149376 ( EIN # 90-0149376)
Reporting File Number008-66433
Mailing Address420 LEXINGTON AVENUE SUITE 300 NEW YORK, NEW YORK 10170
StateDELAWARE
Contact Phone212-832-1200
Fiscal Year End Date1231
Filings
Title
Date
Description
X-17A-5 [Paper] - FOCUS Report
2018-02-26 15:57:51-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2018-02-26 11:49:06-05:00
FOCUSN [Paper]
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2017-03-02 08:05:24-05:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2017-02-28 10:19:03-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2016-03-21 13:13:19-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2016-03-15 15:21:15-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2015-03-19 12:05:38-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2015-03-14 09:42:31-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2014-04-11 11:33:50-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2014-03-18 17:59:08-04:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2013-03-21 16:11:15-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2013-03-09 17:00:50-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2012-06-04 10:02:39-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2012-06-04 10:01:26-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2011-03-04 08:38:25-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2010-03-11 17:30:18-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2009-03-25 20:22:10-04:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2008-03-04 18:34:44-05:00
FOCUS Report
X-17A-5 [Paper] - FOCUS Report
2007-03-09 11:33:02-05:00
FOCUS Report
FOCUSN [Paper] - Non-public annual audit reports filed by brokers or dealers
2006-07-07 18:11:56-04:00
FOCUSN [Paper]
X-17A-5 [Paper] - FOCUS Report
2006-06-01 14:15:39-04:00
FOCUS Report

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